| 20-01476 | 12/03/2020 | Claimant(s): Kevin Wolf
Claimant Lawyers(s): Bruce W. Barnes
Respondent(s): Prudential Equity Group
Respondent Lawyers(s): Jennifer E. Novoselsky
Arbitrator(s): Leslie L. Cooney
Hearing Site: Boca Raton, FL
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| 19-01145 | 01/07/2020 | Claimant(s): George Mathis
Claimant Lawyers(s): Bruce W. Barnes
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s): John P. Cullem, Gregory L. Hess, Lewis Gordon Brewer
Hearing Site: Orlando, FL
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| 19-00423 | 11/22/2019 | Claimant(s): Keith Davis
Claimant Lawyers(s): Bruce W. Barnes
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Robert M. Rudnicki
Arbitrator(s): John P. Cullem, Howard A. Baker, Lewis Gordon Brewer
Hearing Site: Orlando, FL
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| 14-00079 | 08/05/2015 | Claimant(s): Cor Clearing LLC
Claimant Lawyers(s): Bruce W. Barnes
Respondent(s): David Jarvis
Respondent Lawyers(s): Debra A. Jenks
Arbitrator(s): Carole M. Crosby, Richard J. Fuller, Daniel B. Daugherty
Hearing Site: Tampa, FL
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| 13-01262 | 08/13/2014 | Claimant(s): Kevin Daniels
Claimant Lawyers(s): Curtis Carlson
Respondent(s): Steven Sugarman, Cor Clearing LLC
Respondent Lawyers(s): Bruce W. Barnes, David L. Aronoff
Arbitrator(s): Roger W. Van Deusen, Brian G. Mooney, Ronald H. Walton
Hearing Site: Tampa, FL
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| 12-02803 | 04/17/2013 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings
Claimant Lawyers(s): Laura J. Starr
Respondent(s): Jeffery Iseler
Respondent Lawyers(s): Bruce W. Barnes
Arbitrator(s): William F. Glaser
Hearing Site: Tampa, FL
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| 09-02444 | 04/29/2010 | Claimant(s): Jamie Hines
Claimant Lawyers(s): Robert Persante
Respondent(s): Ronald Giovino, GWN Securities Inc., Tax Shelter America.
Respondent Lawyers(s): Bruce W. Barnes, Jonathan B. Butler
Arbitrator(s): Richard J. Fuller, Arthur L. Tepper, William H. McCullough
Hearing Site: Clearwater, FL
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| 09-01586 | 01/13/2010 | Claimant(s): John Busacca
Claimant Lawyers(s): John Brian Busacca
Respondent(s): Bruce Blatman, Timothy Ward
Respondent Lawyers(s): Bruce W. Barnes, Timothy Ward
Arbitrator(s): David M. Snyder
Hearing Site: Orlando, FL
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| 08-00569 | 01/29/2009 | Claimant(s): Glendale Securities.
Claimant Lawyers(s): Scott G. Monson
Respondent(s): Bruce Blatman, Wendy Epps
Respondent Lawyers(s): Bruce W. Barnes, Richard Goble
Arbitrator(s): Jettie K. Thomas
Hearing Site: New York, NY
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