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FINRA Awards for Wendy Epps

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0056901/29/2009Claimant(s): Glendale Securities.
Claimant Lawyers(s): Scott G. Monson
Respondent(s): Bruce Blatman, Wendy Epps
Respondent Lawyers(s): Bruce W. Barnes, Richard Goble
Arbitrator(s): Jettie K. Thomas
Hearing Site: New York, NY

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