| 20-03148 | 09/27/2021 | Claimant(s): Michael Fasciglione
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): National Securities Corporation, Oppenheimer & Co..
Respondent Lawyers(s): Emily A. Hayes, Nicola Anne Murphy
Arbitrator(s): Amy Jill Baranoff
Hearing Site: New York, NY
| | |
| 20-01435 | 07/22/2021 | Claimant(s): Christopher DiGregorio
Claimant Lawyers(s): Daniel D'Costa
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Nicola Anne Murphy
Arbitrator(s): Catherine Stewart
Hearing Site: Jersey City, NJ
| | |
| 20-02777 | 07/21/2021 | Claimant(s): Christopher Cort
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Oppenheimer & Co.., Josephthal & Co..
Respondent Lawyers(s): Nicola Anne Murphy
Arbitrator(s): Robert E. Anderson
Hearing Site: Jersey City, NJ
| | |
| 20-02539 | 07/15/2021 | Claimant(s): Jeffrey Glazer
Claimant Lawyers(s): Thomas McEvoy
Respondent(s): Oppenheimer & Co.., Capital Growth Financial, Laidlaw & Company (Uk) Ltd.
Respondent Lawyers(s): Charles Smulevitz, Michael S. Jacobs, Nicola Anne Murphy
Arbitrator(s): Anna Lascar
Hearing Site: New York, NY
| | |
| 20-03007 | 06/04/2021 | Claimant(s): Timothy Vanderver
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Nicola Murphy
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Atlanta, GA
| | |
| 20-03127 | 05/13/2021 | Claimant(s): David Feigeles
Claimant Lawyers(s): Irwin Weltz
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Nicola Anne Murphy
Arbitrator(s): Betty Chen
Hearing Site: New York, NY
| | |
| 20-01513 | 03/29/2021 | Claimant(s): Arthur Lewis
Claimant Lawyers(s): Joshua Katz
Respondent(s): CIBC World Markets Corp., Oppenheimer & Co.., Aegis Capital Corp.
Respondent Lawyers(s): Elizabeth R. Aylett, Justin D. Dickinson, Timothy Treble
Arbitrator(s): Mark C. Perry
Hearing Site: Boca Raton, FL
| | |
| 20-01981 | 03/12/2021 | Claimant(s): Andrew Lerner
Claimant Lawyers(s): Cory S. Zadanosky
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Justin D. Dickinson
Arbitrator(s): Carl Shechter
Hearing Site: Boca Raton, FL
| | |
| 20-03578 | 02/23/2021 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Nicola A. Murphy
Respondent(s): Kevin Fay
Respondent Lawyers(s): Kevin P. Fay
Arbitrator(s): Edward W. Morris
Hearing Site: Jersey City, NJ
| | |
| 19-03818 | 02/03/2021 | Claimant(s): Daniel Katz
Claimant Lawyers(s): David I. Hantman
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Nicola A. Murphy
Arbitrator(s): Michael H DuBoff, Robert E. Anderson, Richard Morse
Hearing Site: Jersey City, NJ
| | |
