| 17-01823 | 04/06/2018 | Claimant(s): Michael Clancy
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Stanley & Co., Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Nicholas Y. Lin, Stuart D. Roberts
Arbitrator(s): James John Jurinski
Hearing Site: Portland, OR
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| 17-01659 | 02/16/2018 | Claimant(s): Douglas Eikenberry
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Katherine H. O'Neil
Hearing Site: Portland, OR
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| 17-02419 | 01/26/2018 | Claimant(s): Morgan Stanley, MSSB FA Notes Holding LLC
Claimant Lawyers(s): Shannon McDougald
Respondent(s): Andrew Kalpakis
Respondent Lawyers(s): Andrew Kalpakis
Arbitrator(s): Sterling N. Frost
Hearing Site: Portland, OR
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| 17-00309 | 09/12/2017 | Claimant(s): Chad Staskall
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Thrivent Investment Management Inc.
Respondent Lawyers(s): Jason A. Kempf
Arbitrator(s): Dean J. Dietrich
Hearing Site: Portland, OR
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| 16-03593 | 08/16/2017 | Claimant(s): Douglas Bielefeldt
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Edward Jones
Respondent Lawyers(s): Elizabeth H. Lindh
Arbitrator(s): Jeffrey M. Allen
Hearing Site: Portland, OR
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| 16-02290 | 01/12/2017 | Claimant(s): Eric Wishan
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Jon D. Kaplon
Arbitrator(s): Laurel Littman Gothelf
Hearing Site: Portland, OR
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| 15-00170 | 08/25/2015 | Claimant(s): Brian Nelson
Claimant Lawyers(s): David E. Robbins
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Rebecca J. Nelson
Arbitrator(s): Robert S. Banks, Michael D. Weiner, Katherine H. O'Neil
Hearing Site: Portland, OR
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| 14-02047 | 08/03/2015 | Claimant(s): Robert Holland
Claimant Lawyers(s): Robert J. McGaughey
Respondent(s): Richard Wilson
Respondent Lawyers(s): Willard L. Ransom
Arbitrator(s): O. Meredith Wilson, John F. Harris, James E. Bartels
Hearing Site: Portland, OR
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| 15-00449 | 06/25/2015 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Thomas F. Kopshever
Respondent(s): Pil Hwang
Respondent Lawyers(s): Pil Sang Hwang
Arbitrator(s): Katherine Hendricks
Hearing Site: Portland, OR
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| 12-01006 | 04/02/2015 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Omar Marquez
Respondent Lawyers(s): Steven M. Wilker
Arbitrator(s): O. Meredith Wilson, Joyce L. Tyler, Bert P. Krages
Hearing Site: Portland, OR
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