| 16-00917 | 05/02/2017 | Claimant(s): Edward Jones
Claimant Lawyers(s): Christopher A. Pickett
Respondent(s): Dudley Dupuis, Wells Fargo Advisors, Llc
Respondent Lawyers(s): Victor Hayslip
Arbitrator(s): Steven P. Gregory, Mark A. Myers, James L. Warren
Hearing Site: Birmingham, AL
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| 15-00510 | 04/26/2017 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Lisa K. Mayers
Respondent(s): James Pekelder, Joel Jacobs
Respondent Lawyers(s): Gail E. Boliver, Lisa K. Mayers
Arbitrator(s): Murray S. Levin, James S. Pittenger, Kristen Marie Blankley
Hearing Site: Omaha, NE
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| 15-02581 | 04/21/2017 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Mitchell J. Albert
Respondent(s): Esperanza Padilla Gomez, John Carroll
Respondent Lawyers(s): Mitchell J. Albert, Sharron Ash
Arbitrator(s): Andrew M. Mintzer, Elliott Zachary Seff, Martin J. Kotowski
Hearing Site: Los Angeles, CA
| | Stipulated Award |
| 16-00659 | 04/06/2017 | Claimant(s): Jon Davidson
Claimant Lawyers(s): James D. Patrick
Respondent(s): Wells Fargo Advisors, Janice Hutson
Respondent Lawyers(s): Keith J. Barnett
Arbitrator(s): Barbara Black, Rudolph Andrew Bata, Robert Ware Killorin
Hearing Site: Atlanta, GA
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| 15-01083 | 04/05/2017 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Thomas F. Kopshever
Respondent(s): William Krueger
Respondent Lawyers(s): Michael C. Bolasina
Arbitrator(s): Isidoro Berkman
Hearing Site: Seattle, WA
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| 15-01279 | 03/27/2017 | Claimant(s): Mauricio Cardenas
Claimant Lawyers(s): Chase Carlson
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Steven A. Siegel
Arbitrator(s): Richard J. Fuller, Clarence B. Johnson, CLU, ChFC, Sammia Pratt
Hearing Site: Orlando, FL
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| 16-03534 | 03/24/2017 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Jessica G. Klein
Respondent(s): Fredrick Reagan
Respondent Lawyers(s): Fredrick Deon Reagan
Arbitrator(s): Jack J. Herman
Hearing Site: Indianapolis, IN
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| 15-01073 | 03/23/2017 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Nuviah Shirazi
Respondent(s): Mark Agre
Respondent Lawyers(s): Ross E. Webster
Arbitrator(s): M. W. Gear, Michael A. Rzewnicki, Philip J. Glick
Hearing Site: Kansas City, MO
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| 15-01280 | 03/09/2017 | Claimant(s): Michael Montalvo
Claimant Lawyers(s): Curtis Carlson
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Steven A. Siegel
Arbitrator(s): Mark R. Topper, Thomas Roe Oldt, Ronald Charles Waters
Hearing Site: Orlando, FL
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| 16-02646 | 03/08/2017 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Jack D. Ballard
Respondent(s): Lejo Abraham
Respondent Lawyers(s): Lejo Abraham
Arbitrator(s): Allan R. Lazor
Hearing Site: Houston, TX
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