| 15-02697 | 09/27/2017 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Deirdre Wolff
Respondent(s): John Giangrande
Respondent Lawyers(s): James Weston
Arbitrator(s): Thomas Joseph Atkinson
Hearing Site: Columbia, SC
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| 16-01365 | 09/26/2017 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Kevin J. Woods
Respondent(s): Mario Mendoza
Respondent Lawyers(s): Melinda Jane Steuer
Arbitrator(s): Ralph A. Cotton
Hearing Site: San Francisco, CA
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| 16-02233 | 09/22/2017 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Christopher S. Griesmeyer
Respondent(s): Robert Anderson
Respondent Lawyers(s): Robert Anderson
Arbitrator(s): Sheldon Weinhaus, William Joseph Caprathe, John Anthony Tatom
Hearing Site: St. Louis, MO
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| 15-01841 | 09/19/2017 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Sandra D. Grannum
Respondent(s): Alexander Bolshem
Respondent Lawyers(s): Ethan A. Brecher
Arbitrator(s): Alan James Jacoby, Jay Alan Kranis, Sandra Holtzman
Hearing Site: Newark, NJ
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| 15-03318 | 08/29/2017 | Claimant(s): Thomas Moran
Claimant Lawyers(s): Craig Stein
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Alan S. Rafterman
Arbitrator(s): Bruce K. Isenberg, Donald Theodore Ryce, Jay Eng
Hearing Site: Boca Raton, FL
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| 16-03073 | 08/24/2017 | Claimant(s): Kum Kang
Claimant Lawyers(s): Kum Hee Kang
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Janell M. Ahnert
Arbitrator(s): James G. Killough, Robert H. Putnam, Leslie D. Mercier
Hearing Site: Atlanta, GA
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| 16-00039 | 08/18/2017 | Claimant(s): Joseph Focil
Claimant Lawyers(s): Augusto Focil
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Timothy N. Will
Arbitrator(s): David J. Anderson, Mario H. Metzger, Michael R. Diliberto
Hearing Site: Los Angeles, CA
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| 17-00747 | 08/18/2017 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Kevin J. Woods
Respondent(s): James Stanton
Respondent Lawyers(s): James William Stanton
Arbitrator(s): Sterling N. Frost
Hearing Site: San Francisco, CA
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| 16-03084 | 08/17/2017 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Bruce Lewitas
Respondent(s): Lisa Schesso
Respondent Lawyers(s): Lisa Kay Schesso
Arbitrator(s): William M. Getzoff
Hearing Site: Minneapolis, MN
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| 16-01158 | 08/02/2017 | Claimant(s): Deborah Greenlee-Keck
Claimant Lawyers(s): Matthew W. Schramm
Respondent(s): Wells Fargo Advisors, J.P. Morgan Securities
Respondent Lawyers(s): Jeffrey S. Dunlap, William W. Allen
Arbitrator(s): Robert J. Scafuri, Judith Ann Estabrook Shepard, F. Bradford Johnson
Hearing Site: Indianapolis, IN
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