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FINRA Awards for Wells Fargo Advisors

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Displaying 241-250 out of 571 results
Case Number Award Date Case Summary Customer Case? Amount Granted
10-0425706/10/2014Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Philip Duamarell
Respondent Lawyers(s): Michael Blumenfeld
Arbitrator(s): Richard J. Stall, Robert Bruce MacDonald, Thomas W. Gregory
Hearing Site: Los Angeles, CA
14-0014606/10/2014Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Christopher Griesmeyer
Respondent(s): Brandon Cortez
Respondent Lawyers(s): Brandon Matthew Cortez
Arbitrator(s): Edward J. Lynch
Hearing Site: Dallas, TX
12-0288106/05/2014Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Kenneth O'Connor
Respondent(s): Barry Axler
Respondent Lawyers(s): Marc Durant
Arbitrator(s): Allen Kilik, Gloria O. North, Soraya Maria Figueiredo
Hearing Site: Boca Raton, FL
13-0148405/30/2014Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Blake L. Daniels
Respondent(s): Michael Winemiller
Respondent Lawyers(s): Michael Eugene Winemiller
Arbitrator(s): J. Maxwell Williams
Hearing Site: Memphis, TN
13-0344605/12/2014Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Christopher Griesmeyer
Respondent(s): Todd Zaeske
Respondent Lawyers(s): Greeg Rzepczynski
Arbitrator(s): Donald W. McKenzie
Hearing Site: Milwaukee, WI
12-0324205/06/2014Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Kenneth O'Connor
Respondent(s): Brad Rude
Respondent Lawyers(s): Marc Durant
Arbitrator(s): Jim Geiger, John Joseph Borzi, Peter Edward Sheridan
Hearing Site: Philadelphia, PA
13-0119005/06/2014Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Todd E. Ratner
Respondent(s): Christopher Spires, Michael Wilder
Respondent Lawyers(s): Christopher Thomas Spires, Michael Dustin Wilder
Arbitrator(s): Stephen P. Hoffman
Hearing Site: Columbia, SC
13-0333905/02/2014Claimant(s): Teresa Harmon
Claimant Lawyers(s): Patrick Mahoney
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Judy Louie
Arbitrator(s): Robert A. Lombardi
Hearing Site: Los Angeles, CA
10-0098004/25/2014Claimant(s): David Birrell, Gregory Schulte
Claimant Lawyers(s): Mark D. Chester
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Timothy N. Will
Arbitrator(s): Robert S. Mautner, Henry L. Dahl, Deborah C. Bernot
Hearing Site: Phoenix, AZ
11-0224504/25/2014Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Blake L. Daniels
Respondent(s): Steven Grundstedt
Respondent Lawyers(s): Bart K. Larsen
Arbitrator(s): Mark S. Priver, Harvey M. Baraban, William C. Turner
Hearing Site: Las Vegas, NV

571 Results

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