23-02835 | 07/12/2024 | Claimant(s): Michael Bristoll Claimant Lawyers(s): James P. Galvin Respondent(s): Vanguard Marketing Corporation Respondent Lawyers(s): Paula Shaffner Arbitrator(s): Louis M. Parker Hearing Site: Phoenix, AZ
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22-00041 | 06/15/2023 | Claimant(s): James Devary Claimant Lawyers(s): Orit Goldring Respondent(s): National Securities Corporation, Forte Capital Group. Respondent Lawyers(s): Seth N. Bursky, Steven E. Mellen Arbitrator(s): Louis M. Parker, Marcia A. Herrmann, Renee Bryna Gerstman Hearing Site: Phoenix, AZ
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22-00657 | 11/17/2022 | Claimant(s): Brent Ure Claimant Lawyers(s): James P Galvin Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): Louis M. Parker, Ann H. Nevers, Nancy Lynn Boyd Hearing Site: Las Vegas, NV
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22-00289 | 10/04/2022 | Claimant(s): Juan Ley Claimant Lawyers(s): Cory L. Braddock Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Paul Yarns Arbitrator(s): Louis M. Parker, Adam Dylan Wick, Carrie Lynette Thompson Jones Hearing Site: Phoenix, AZ
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20-02946 | 05/18/2021 | Claimant(s): Matthew Williams Claimant Lawyers(s): Stephan Louviere Respondent(s): Vanguard Marketing Corporation Respondent Lawyers(s): Kenneth J. Turnbull Arbitrator(s): Louis M. Parker, Denis Frank, Carrie Lynette Thompson Jones Hearing Site: Phoenix, AZ
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19-02404 | 03/19/2020 | Claimant(s): Wedbush Securities Inc. Claimant Lawyers(s): Charles LaChaussee Respondent(s): Arthur Hoffman Respondent Lawyers(s): Arthur Stewart Hoffman Arbitrator(s): Louis M. Parker Hearing Site: Phoenix, AZ
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16-02682 | 05/24/2017 | Claimant(s): SII Investments. Claimant Lawyers(s): Scott A. Chernich Respondent(s): Charles Sandoval Respondent Lawyers(s): Charles Courtney Sandoval Arbitrator(s): Louis M. Parker Hearing Site: Phoenix, AZ
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15-01050 | 05/22/2017 | Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Scott A. La Porta Respondent(s): Michael Moats Respondent Lawyers(s): Michael Glenn Moats Arbitrator(s): Louis M. Parker Hearing Site: Phoenix, AZ
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13-03273 | 11/10/2015 | Claimant(s): Claimant Lawyers(s): Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Teri L. Danish Arbitrator(s): Patricia G. Parthe, Louis M. Parker, Peter Joseph Kalman Hearing Site: Phoenix, AZ
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14-00770 | 10/31/2014 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Monica M. Littman Respondent(s): Gifford Crosby Respondent Lawyers(s): Gifford Winston Crosby Arbitrator(s): Louis M. Parker Hearing Site: Phoenix, AZ
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