19-01004 | 09/06/2019 | Claimant(s): Hamilton Durning Claimant Lawyers(s): Hamilton L. Durning Respondent(s): TD Ameritrade. Respondent Lawyers(s): Ilana Herscovitz Reid Arbitrator(s): Louis M. Parker Hearing Site: Phoenix, AZ
| | $0 |
15-02865 | 10/13/2016 | Claimant(s): Jay Simon Claimant Lawyers(s): Hilton M. Weiner Respondent(s): Anthony Monaco, Jonathan Rago, Kevin Meade, Nicholas Milano, Robert Eide, Aegis Capital Corp. Respondent Lawyers(s): Gregg Breitbart Arbitrator(s): Louis M. Parker Hearing Site: Phoenix, AZ
| | $0 |
14-01243 | 04/17/2015 | Claimant(s): Scott Brittenham, Scott Brittenham Trust U/A DTD 4/17/12 Claimant Lawyers(s): Aegis J. Frumento Respondent(s): Wells Fargo Advisors, Martin Welzmuller Respondent Lawyers(s): Beverly Jo Slaughter Arbitrator(s): George W. Harding, Paul J. Robinson, Louis M. Parker Hearing Site: Phoenix, AZ
| | Expungement |
13-01207 | 03/16/2015 | Claimant(s): James Wick Claimant Lawyers(s): Edward H. Glenn Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Charles J. Weinstein Arbitrator(s): Thomas A. Peterson, Patricia G. Parthe, Louis M. Parker Hearing Site: Phoenix, AZ
| | Expungement |
09-06787 | 07/25/2011 | Claimant(s): Jean Bernal, Jeannette McClennan, John McClennan, Manuel Bernal Claimant Lawyers(s): Salvador Ongaro Respondent(s): Attila Toth, Capwest Securities., Latitude Financial Services, Workman Securities Corporation Respondent Lawyers(s): Attila Gyula Toth, Debra A. Jenks, H Thomas Fehn Arbitrator(s): James E. Stark, Louis M. Parker, Jay Lawrence Witkin Hearing Site: Phoenix, AZ
| | $568,870 |
08-03150 | 11/25/2009 | Claimant(s): Steven Cohen and Marsha Cohen Claimant Lawyers(s): Adam J. Gana Respondent(s): James Kelsoe, Jr., Morgan Keegan & Company. Respondent Lawyers(s): Nancy H. Baughan, Patrice R. Walker Arbitrator(s): Vernon Barnum, Louis M. Parker, Richard W. Pendleton Hearing Site: Las Vegas, NV
| | $0 |