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FINRA Awards for Michael Moats

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0105005/22/2017Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Scott A. La Porta
Respondent(s): Michael Moats
Respondent Lawyers(s): Michael Glenn Moats
Arbitrator(s): Louis M. Parker
Hearing Site: Phoenix, AZ

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