Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-00148 | 08/20/2020 | Claimant(s): Robert Bruner Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Woodbury Financial Services. Respondent Lawyers(s): James V. Noblett Arbitrator(s): Robert E. Anderson Hearing Site: Wilmington, DE | ||
| 19-03202 | 08/19/2020 | Claimant(s): Stephen Chao Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Pruco Securities. Respondent Lawyers(s): Anthony Paduano Arbitrator(s): Louis P. Wagman Hearing Site: Philadelphia, PA | ||
| 19-03610 | 08/19/2020 | Claimant(s): Susan Lawrence Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Geoff Beckham Arbitrator(s): James E. Bartels Hearing Site: Seattle, WA | ||
| 19-03711 | 08/17/2020 | Claimant(s): Carolyn DiPrinzio Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Sara B. Davis Arbitrator(s): JoAnne Lewis Nolte Hearing Site: Richmond, VA | ||
| 20-00712 | 08/13/2020 | Claimant(s): Christopher Scalese Claimant Lawyers(s): Dochtor Kennedy Respondent(s): FSC Securities Corporation Respondent Lawyers(s): James Noblett Arbitrator(s): Joan M. Traub Hearing Site: Newark, NJ | ||
| 20-00494 | 08/12/2020 | Claimant(s): Alexander Skabry Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Berthel Fisher & Co. Financial Svcs. Inc Respondent Lawyers(s): Shelley Davenport Arbitrator(s): Tracy L. Allen Hearing Site: Buffalo, NY | ||
| 19-02984 | 08/11/2020 | Claimant(s): Patricia Lopez Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Gregory G. Gocek Hearing Site: Chicago, IL | ||
| 20-00045 | 08/11/2020 | Claimant(s): Timothy Pearson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Parkland Securities Respondent Lawyers(s): Randolph F. Pistor Arbitrator(s): Terry M Lloyd Hearing Site: Salt Lake City, UT | ||
| 20-00397 | 08/09/2020 | Claimant(s): Josephine Mastilak Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Deirdre Wolff Arbitrator(s): Catherine Stewart Hearing Site: Pittsburgh, PA | ||
| 19-03708 | 07/31/2020 | Claimant(s): Carolyn DiPrinzio Claimant Lawyers(s): Dochtor Kennedy Respondent(s): BI Investments Respondent Lawyers(s): Gregg Breitbart Arbitrator(s): Jane C. Carney Hearing Site: Washington, DC |