Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-01458 | 10/27/2020 | Claimant(s): Jacqueline Kulikowski Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): Corey D. Winer Arbitrator(s): Peter H. Daly Hearing Site: Reno, NV | ||
| 20-00962 | 10/26/2020 | Claimant(s): Vladimir Greben Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Sara B. Davis Arbitrator(s): Richard E. Lauziere Hearing Site: Baltimore, MD | ||
| 20-00537 | 10/21/2020 | Claimant(s): Anthony Greier Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): Robert E. Anderson Hearing Site: New York, NY | ||
| 19-03816 | 10/19/2020 | Claimant(s): Timothy Burklow Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Ameriprise Financial Services Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): Micalyn S. Harris Hearing Site: Newark, NJ | ||
| 20-00903 | 10/19/2020 | Claimant(s): William Sheehan Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Investors Capital Corp. Respondent Lawyers(s): David Feldstein Arbitrator(s): Joan M. Traub Hearing Site: Newark, NJ | ||
| 20-00592 | 10/16/2020 | Claimant(s): Dominick Dibona Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): Abigail D. Elrod Arbitrator(s): Robert E. Anderson Hearing Site: New York, NY | ||
| 20-00969 | 10/16/2020 | Claimant(s): Michael Hess Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Sara B. Davis Arbitrator(s): Tracy L. Allen Hearing Site: Minneapolis, MN | ||
| 20-00428 | 10/14/2020 | Claimant(s): Sylvester Knox Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): Annamaria Boccia Smith Hearing Site: Newark, NJ | ||
| 20-00482 | 10/12/2020 | Claimant(s): Robert Warther Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Kevin R. Zehe Hearing Site: Cleveland, OH | ||
| 19-03712 | 10/08/2020 | Claimant(s): Roger Green Claimant Lawyers(s): Dochtor Kennedy Respondent(s): IFG Network Securities. Respondent Lawyers(s): David Feldstein Arbitrator(s): Michael J. Ahlstrom Hearing Site: Atlanta, GA |