Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-00995 | 12/10/2020 | Claimant(s): Matthew Dauksza Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Pruco Securities. Respondent Lawyers(s): Anthony Paduano Arbitrator(s): John James McGovern Hearing Site: Syracuse, NY | ||
| 20-01182 | 12/10/2020 | Claimant(s): David Pottenger Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam M. Kauff Arbitrator(s): Jason Alexander Diamond Hearing Site: Charlotte, NC | ||
| 20-01243 | 12/10/2020 | Claimant(s): Scott Kleiman Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Kelsy L. Vasko Arbitrator(s): Diane Ciccone Hearing Site: Philadelphia, PA | ||
| 20-01034 | 12/09/2020 | Claimant(s): Samuel Monchik Claimant Lawyers(s): Dochtor Kennedy Respondent(s): FSC Securities Corporation, Geneos Wealth Management. Respondent Lawyers(s): James Noblett, Victoria H. Buter Arbitrator(s): Guillermo L. Bosch Hearing Site: Wilmington, DE | ||
| 20-00436 | 12/08/2020 | Claimant(s): Sylvester Knox Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Preston Martin Arbitrator(s): Robert E. Anderson Hearing Site: Jersey City, NJ | ||
| 20-01276 | 12/08/2020 | Claimant(s): Jan Mohamed Claimant Lawyers(s): Dochtor Kennedy Respondent(s): FSC Securities Corporation Respondent Lawyers(s): Kerri L. Delgado Arbitrator(s): David A. Schuler Hearing Site: Dallas, TX | ||
| 20-00957 | 12/04/2020 | Claimant(s): Maurice Acriche Claimant Lawyers(s): Dochtor Kennedy Respondent(s): AXA Advisors Respondent Lawyers(s): Annette K. Ebright Arbitrator(s): Selma Moy Hearing Site: New York, NY | ||
| 20-01088 | 12/04/2020 | Claimant(s): Marc Minor Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Woodbury Financial Services. Respondent Lawyers(s): James Noblett Arbitrator(s): Susan L. Walker Hearing Site: Chicago, IL | ||
| 20-00463 | 12/03/2020 | Claimant(s): Andrew Bodner Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): David I. Hantman Arbitrator(s): Linda J. Baer Hearing Site: Jersey City, NJ | ||
| 20-00846 | 12/02/2020 | Claimant(s): Sharon Meyer Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Ameriprise Financial Services Respondent Lawyers(s): Howard Klausmeier Arbitrator(s): Kelli J. Jareaux Hearing Site: Washington, DC |