Potomac Analytics' Logo

FINRA Awards for Dochtor Kennedy

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 541-550 out of 1,279 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0269103/22/2021Claimant(s): A. Longenecker
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Edward Jones
Respondent Lawyers(s): Jonathan W. Hackbarth
Arbitrator(s): Julius Z. Frager
Hearing Site: St. Louis, MO
20-0217803/20/2021Claimant(s): Todd Lester
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Securities America.
Respondent Lawyers(s): Tyler Schubauer
Arbitrator(s): Gregory G. Gocek
Hearing Site: Indianapolis, IN
20-0258903/19/2021Claimant(s): Ritchy Scoggin
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Michael S. Yauch
Hearing Site: Houston, TX
20-0287603/19/2021Claimant(s): Timothy Walsh
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Fortune Financial Services., World Choice Securities.
Respondent Lawyers(s): Karl E. May, Robert K. Cargin
Arbitrator(s): Jeff Abrams
Hearing Site: Dallas, TX
20-0137003/18/2021Claimant(s): Stephen Webb
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Equitable Advisors
Respondent Lawyers(s): Annette K. Ebright
Arbitrator(s): Clydia Jean Cuykendall
Hearing Site: Seattle, WA
20-0142503/17/2021Claimant(s): Adam Bishop
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Equitable Advisors
Respondent Lawyers(s): Annette K. Ebright
Arbitrator(s): Jane Ann McKenzie
Hearing Site: Seattle, WA
20-0221103/17/2021Claimant(s): Christopher Burque
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): Kathy A. Tatone
Hearing Site: Minneapolis, MN
20-0223103/17/2021Claimant(s): Colin Williams
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jeff Palmer
Arbitrator(s): Kenneth James Pedersen
Hearing Site: Portland, OR
20-0226303/17/2021Claimant(s): Matthew Hoffman
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Thomas J. Cahill
Arbitrator(s): James J. Fishman
Hearing Site: New York, NY
20-0243703/17/2021Claimant(s): Peter McColgan
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Stephen P. Calardo
Hearing Site: Cincinnati, OH

1,279 Results

Display: