Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-02513 | 03/26/2021 | Claimant(s): Steven Kennedy Claimant Lawyers(s): Dochtor Kennedy Respondent(s): AXA Advisors Respondent Lawyers(s): Johan E. Tatoy Arbitrator(s): Denise L. Quarles Hearing Site: Albany, NY | ||
| 20-00990 | 03/25/2021 | Claimant(s): Charles Stanton Claimant Lawyers(s): Dochtor Kennedy Respondent(s): AXA Advisors Respondent Lawyers(s): Annette K. Ebright Arbitrator(s): Robert M Stein Hearing Site: Seattle, WA | ||
| 20-01330 | 03/25/2021 | Claimant(s): Gary Tangwall Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Thrivent Investment Management Inc. Respondent Lawyers(s): Jeffrey A. Ziesman Arbitrator(s): David Steven Paull Hearing Site: Minneapolis, MN | ||
| 20-02413 | 03/25/2021 | Claimant(s): Peter McColgan Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): Kevin R. Zehe Hearing Site: Cincinnati, OH | ||
| 20-02460 | 03/25/2021 | Claimant(s): Thomas Clark Claimant Lawyers(s): Dochtor Kennedy Respondent(s): E.F. Hutton & Company., Lehman Brothers Inc Respondent Lawyers(s): Edward Turan, Thomas E. Hommel Arbitrator(s): Kelli J. Jareaux Hearing Site: Washington, DC | ||
| 20-01040 | 03/24/2021 | Claimant(s): Arturo Torres Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Usaa Investment Services Company Respondent Lawyers(s): Sarah Moffett Arbitrator(s): Sherry R. Wetsch Hearing Site: Houston, TX | ||
| 20-02140 | 03/24/2021 | Claimant(s): Scott Wetherbee Claimant Lawyers(s): Dochtor Kennedy Respondent(s): H. Beck. Respondent Lawyers(s): Matt Winterhalter Arbitrator(s): Louis P. Wagman Hearing Site: Philadelphia, PA | ||
| 20-02465 | 03/24/2021 | Claimant(s): Jordan Waring Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Lehman Brothers Inc Respondent Lawyers(s): Thomas E. Hommel Arbitrator(s): William G. Binckes Hearing Site: New York, NY | ||
| 20-02598 | 03/23/2021 | Claimant(s): Christopher Petrik Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Ameriprise Financial Services Respondent Lawyers(s): Howard Klausmeier Arbitrator(s): Robert J. Ambrogi Hearing Site: Boston, MA | ||
| 20-02938 | 03/23/2021 | Claimant(s): William Young Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Lincoln Financial Advisors Corporation Respondent Lawyers(s): Michael W. Arnold Arbitrator(s): Sherry R. Wetsch Hearing Site: Houston, TX |