Potomac Analytics' Logo

FINRA Awards for Dochtor Kennedy

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 461-470 out of 1,279 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0283105/26/2021Claimant(s): Robert Amoruso
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Equitable Advisors
Respondent Lawyers(s): Johan E. Tatoy
Arbitrator(s): William G. Binckes
Hearing Site: New York, NY
20-0267705/21/2021Claimant(s): Seth Henrie
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jeff Palmer
Arbitrator(s): Erik R. Siering
Hearing Site: Phoenix, AZ
20-0275705/21/2021Claimant(s): Thomas O'Rourke
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Stanley DW Inc.
Respondent Lawyers(s): Alejandro Schwed
Arbitrator(s): Robert E. Anderson
Hearing Site: Wilmington, DE
20-0279105/21/2021Claimant(s): Kathie Okun
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Hornor, Townsend & Kent
Respondent Lawyers(s): George D. Fagan
Arbitrator(s): David L. Ruderman
Hearing Site: Baltimore, MD
20-0300105/21/2021Claimant(s): Patrick Giblin
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Joan M. Traub
Hearing Site: New York, NY
20-0256705/20/2021Claimant(s): Justin Montandon
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Ameriprise Financial Services
Respondent Lawyers(s): Howard Klausemeier
Arbitrator(s): Daniel J. Pagnano
Hearing Site: Houston, TX
20-0278105/20/2021Claimant(s): Jacob Allen
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Banc of America Investment Services Inc.
Respondent Lawyers(s): Laura A. Pizzitola
Arbitrator(s): Tracy L. Allen
Hearing Site: St. Louis, MO
20-0213105/19/2021Claimant(s): Joseph Andreoli
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): Annamaria Boccia Smith
Hearing Site: Jersey City, NJ
20-0269705/19/2021Claimant(s): Jason Freiwald
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Waddell & Reed
Respondent Lawyers(s): Eric D. Martin
Arbitrator(s): Marc Kalish
Hearing Site: Phoenix, AZ
20-0277605/19/2021Claimant(s): Gordon Wollman
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Robert Rudnicki
Arbitrator(s): Daniel M. Yamshon
Hearing Site: Rapid City, SD

1,279 Results

Display: