Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-00715 | 12/17/2021 | Claimant(s): Christopher Scalese Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Kestra Investment Services Respondent Lawyers(s): Richard A. D'Amura Arbitrator(s): Louis H Miron Hearing Site: Philadelphia, PA | ||
| 21-00382 | 12/17/2021 | Claimant(s): Scot Fairchild Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Lucia Securities Respondent Lawyers(s): Tiy O'Neal Arbitrator(s): Milton N. Gross Hearing Site: Las Vegas, NV | ||
| 21-01323 | 12/14/2021 | Claimant(s): Daniel O'Connell Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Katelyn H. Wilson Arbitrator(s): William E. Nuckel Hearing Site: New York, NY | ||
| 20-02542 | 12/13/2021 | Claimant(s): Joshua Shapiro Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Prudential Annuities Distributors Respondent Lawyers(s): Ephraim J. Pierre Arbitrator(s): Hearing Site: Hartford, CT | ||
| 21-01625 | 12/13/2021 | Claimant(s): Ian James Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Edward Jones Respondent Lawyers(s): Jonathan W. Hackbarth Arbitrator(s): Jeff Kilgore Hearing Site: New Orleans, LA | ||
| 20-04224 | 12/09/2021 | Claimant(s): Daniel Larsen Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Howard R. Gaines Hearing Site: Salt Lake City, UT | ||
| 21-00535 | 12/07/2021 | Claimant(s): Kevin Hodson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): David I. Hantman Arbitrator(s): Mark Stuart Gurevitz Hearing Site: Boston, MA | ||
| 21-00784 | 12/07/2021 | Claimant(s): Archie Morris Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): Harvey R. Linder Hearing Site: Atlanta, GA | ||
| 21-00901 | 12/03/2021 | Claimant(s): David Bindelglass Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Stanley Respondent Lawyers(s): Alejandro Schwed Arbitrator(s): Joan M. Traub Hearing Site: Jersey City, NJ | ||
| 20-03094 | 12/02/2021 | Claimant(s): Joseph Roop Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Kalos Capital. Respondent Lawyers(s): John Dillon Arbitrator(s): Mary E. Woytek Hearing Site: Charlotte, NC |