Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 17-01049 | 12/01/2017 | Claimant(s): R. Mark Castle Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): David I. Hantman Arbitrator(s): Lita S Menkin Hearing Site: Atlanta, GA | ||
| 17-01081 | 12/01/2017 | Claimant(s): Jordan Dechtman Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Securities America. Respondent Lawyers(s): Eric A. Michaels Arbitrator(s): Lynn Hirschfeld Brahin Hearing Site: Denver, CO | ||
| 17-00457 | 11/30/2017 | Claimant(s): Mark Schulten Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): David I. Hantman Arbitrator(s): Mark S. Priver Hearing Site: Los Angeles, CA | ||
| 17-00936 | 11/30/2017 | Claimant(s): John Tompkins Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Stanley Respondent Lawyers(s): Joseph A. Sack Arbitrator(s): Joseph J. Dougherty Hearing Site: Baltimore, MD | ||
| 17-00397 | 11/27/2017 | Claimant(s): Kent Habecker Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): Robert E. Anderson Hearing Site: Wilmington, DE | ||
| 17-01494 | 11/27/2017 | Claimant(s): James Chiate Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): Richard J. Stall Hearing Site: Los Angeles, CA | ||
| 17-00438 | 11/21/2017 | Claimant(s): Robert Carlson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Questar Capital Corporation Respondent Lawyers(s): Jeffrey D. Hedlund Arbitrator(s): Richard E. Miley Hearing Site: Charlotte, NC | ||
| 17-00511 | 11/17/2017 | Claimant(s): Bradley Barnblatt Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Ian Ross Arbitrator(s): Philip Aaron Tymon Hearing Site: San Francisco, CA | ||
| 17-00447 | 11/15/2017 | Claimant(s): Brett Clifford Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Deutsche Bank Securities. Respondent Lawyers(s): Leonard Weintraub Arbitrator(s): Brenda J. Stovall Hearing Site: Baltimore, MD | ||
| 17-01420 | 11/15/2017 | Claimant(s): Anthony Guinane Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): Robert D. Sussin Hearing Site: Los Angeles, CA |