Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-01682 | 11/12/2018 | Claimant(s): Christopher Quebedeau Claimant Lawyers(s): Dochtor Kennedy Respondent(s): FSC Securities Corporation, National Planning Corporation Respondent Lawyers(s): Bradley A. Fishman, Scott R. Forbush Arbitrator(s): Lynne M. Gomez Hearing Site: New Orleans, LA | ||
| 18-01344 | 11/09/2018 | Claimant(s): Daniel Aiken Claimant Lawyers(s): Dochtor Kennedy Respondent(s): B. C. Ziegler And Company Respondent Lawyers(s): Jonathan W. Hackbarth Arbitrator(s): Leon Fox Hearing Site: Milwaukee, WI | ||
| 18-00979 | 11/07/2018 | Claimant(s): Kelly Kerr Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): David I. Hantman Arbitrator(s): Sherry R. Wetsch Hearing Site: Houston, TX | ||
| 18-00828 | 11/06/2018 | Claimant(s): Allen Schreiber Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Patrick S. Christensen Arbitrator(s): Robert D. Sussin Hearing Site: Los Angeles, CA | ||
| 18-00464 | 11/05/2018 | Claimant(s): Thomas Prentice Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Randi P. Spallina Arbitrator(s): Mark R. Lee Hearing Site: San Diego, CA | ||
| 18-00714 | 11/05/2018 | Claimant(s): Nicholas Tagliarino Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Denver G. Edwards Arbitrator(s): Sandra Gale Behrle Hearing Site: New York, NY | ||
| 18-00134 | 11/02/2018 | Claimant(s): Marc Schliefer Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Lincoln Financial Securities Corporation Respondent Lawyers(s): Kyle Osting Arbitrator(s): Douglas Earl McLaren Hearing Site: Washington, DC | ||
| 18-01276 | 11/02/2018 | Claimant(s): Thomas Mullooly Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Stanley DW Inc. Respondent Lawyers(s): Joseph A. Sack Arbitrator(s): Julian F. Santos Hearing Site: Newark, NJ | ||
| 18-00521 | 11/01/2018 | Claimant(s): Lauren Oschman Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Larson Financial Securities Respondent Lawyers(s): Steven Cervantes Arbitrator(s): Mauricio Arcadier Hearing Site: Nashville, TN | ||
| 18-00758 | 11/01/2018 | Claimant(s): Clifford Robello Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Cetera Advisor Networks LLC Respondent Lawyers(s): Christina Vourakis Arbitrator(s): Terry M Lloyd Hearing Site: Honolulu, HI |