| 10-05351 | 01/03/2014 | Claimant(s): Wells Fargo Investments
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Anthony Vaccaro
Respondent Lawyers(s): Kenneth A. Zimmern
Arbitrator(s): Phillip Lee Scheldt, Simeon R. Trotter, Earle J. Schwarz
Hearing Site: Dallas, TX
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| 13-00365 | 10/10/2013 | Claimant(s): Jason Coles
Claimant Lawyers(s): Christine A. Page
Respondent(s): Wells Fargo Investments, Fidelity Brokerage Services LLC
Respondent Lawyers(s): Melissa Hegger Shea, Thomas F. Kopshever
Arbitrator(s): Thomas J. Doherty, Randy R. Maher, Kevin K. Forrester
Hearing Site: San Diego, CA
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| 10-02139 | 03/19/2013 | Claimant(s): Wells Fargo Investments
Claimant Lawyers(s): Ronald P. Kane
Respondent(s): Caio Dunson
Respondent Lawyers(s): Tanya Sacks
Arbitrator(s): Louis R. Eglash, Mandel E. Himelstein, Andrew Corell Wahrenbrock
Hearing Site: Los Angeles, CA
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| 09-06832 | 02/21/2013 | Claimant(s): Wells Fargo Investments
Claimant Lawyers(s): Paul T. Cahill
Respondent(s): Clay Evans
Respondent Lawyers(s): Clay H. Evans
Arbitrator(s): Michael J. Fish
Hearing Site: San Francisco, CA
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| 10-00649 | 06/25/2012 | Claimant(s): Wells Fargo Investments
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Eric Robinson
Respondent Lawyers(s): Keith L. Griffin
Arbitrator(s): Peter Ordower, Mark E. Larson, Gerald Joseph Aleksy
Hearing Site: Chicago, IL
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| 10-05348 | 02/17/2012 | Claimant(s): Wells Fargo Investments
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Kenneth Horswell
Respondent Lawyers(s): Kenneth Alan Horswell
Arbitrator(s): James G. Cooper, Michael J. Ahlstrom, Jeff Kilgore
Hearing Site: Houston, TX
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| 09-06004 | 01/25/2012 | Claimant(s): Wells Fargo Investments
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Joseph Papez
Respondent Lawyers(s): Howard J. Rosenburg
Arbitrator(s): Herb Schwartz
Hearing Site: Las Vegas, NV
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| 10-03023 | 01/19/2012 | Claimant(s): Wells Fargo Investments
Claimant Lawyers(s): Paul T. Cahill
Respondent(s): Ronald Hyde
Respondent Lawyers(s): Ronald M. Hyde
Arbitrator(s): G. E. Craig Doupe
Hearing Site: Portland, OR
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| 09-06290 | 01/06/2012 | Claimant(s): Wells Fargo Investments
Claimant Lawyers(s): Paul T. Cahill
Respondent(s): Robert Chan
Respondent Lawyers(s): Christine A. Page
Arbitrator(s): David R. Finch, Martin J. Kotowski, James G. Gillivan
Hearing Site: San Francisco, CA
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| 10-03046 | 08/30/2011 | Claimant(s): Jason Coles
Claimant Lawyers(s): Christine A. Page
Respondent(s): Wells Fargo Investments
Respondent Lawyers(s): Thomas F. Kopshever
Arbitrator(s): Larry Haugaard, Neil S. Jasper, Steven A. Wawra
Hearing Site: Los Angeles, CA
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