Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-02797 | 06/27/2024 | Claimant(s): J. Rhodes Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Rhodes Securities. Respondent Lawyers(s): Gordon Rhodes Arbitrator(s): Andrea U. Calve Hearing Site: Dallas, TX | ||
| 23-01193 | 01/30/2024 | Claimant(s): Phillip Weaver Claimant Lawyers(s): Kathleen Patchel Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Andrea U. Calve Hearing Site: Dallas, TX | ||
| 23-01999 | 10/18/2023 | Claimant(s): LPL Financial LLC Claimant Lawyers(s): Samuel P. Mauch Respondent(s): Joseph Hobbs Respondent Lawyers(s): Joseph Gregory Hobbs Arbitrator(s): Andrea U. Calve Hearing Site: Oklahoma City, OK | ||
| 18-03113 | 10/09/2023 | Claimant(s): Matt Ardoyno Claimant Lawyers(s): Rogge Dunn Respondent(s): Randy Bray Respondent Lawyers(s): Matthew B. Henneman Arbitrator(s): Andrea U. Calve, Anita M. Jean, Michael Wayne Johnston Hearing Site: Dallas, TX | ||
| 22-01035 | 01/13/2023 | Claimant(s): William Sammons Claimant Lawyers(s): Steven J. Berry Respondent(s): Prudential Equity Group, Morgan Stanley Respondent Lawyers(s): Jennifer E. Novoselsky, Kathleen Salvaty Arbitrator(s): Andrea U. Calve Hearing Site: Dallas, TX | ||
| 22-00144 | 10/14/2022 | Claimant(s): Elaine Roumillat, Holly Carroccio Claimant Lawyers(s): Craig M. Warner Respondent(s): MML Investors Services Respondent Lawyers(s): William P. Thornton Arbitrator(s): Andrea U. Calve, Jeffrey Richard Chiappetta, Scott F Stains Hearing Site: Dallas, TX | ||
| 20-03418 | 02/17/2022 | Claimant(s): Christopher Lee Claimant Lawyers(s): Christopher Lee Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): David I. Hantman Arbitrator(s): David B. Dyer, Andrea U. Calve, Douglas Wade Carvell Hearing Site: Dallas, TX | ||
| 20-04117 | 11/02/2021 | Claimant(s): Kurt Kerrigan Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Rochelle Mayfield Arbitrator(s): Andrea U. Calve Hearing Site: Dallas, TX | ||
| 20-03644 | 10/12/2021 | Claimant(s): Derrick Colby Claimant Lawyers(s): Dochtor Kennedy Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Jeffrey S. Dunlap Arbitrator(s): Andrea U. Calve Hearing Site: Dallas, TX | ||
| 21-00348 | 09/28/2021 | Claimant(s): Kristopher Etter Claimant Lawyers(s): Dochtor Kennedy Respondent(s): IMS Securities. Respondent Lawyers(s): Jackie Wadsworth Arbitrator(s): Andrea U. Calve Hearing Site: Dallas, TX |