23-03097 | 11/26/2024 | Claimant(s): Lisa Lighthipe-Hinz Claimant Lawyers(s): Benjamin J. Biard Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Neal S. Robb Arbitrator(s): Ashley Lucile Belleau, Keely D. Parr, Daniel James Kortum Hearing Site: Los Angeles, CA
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23-01249 | 07/15/2024 | Claimant(s): Eric Silvestre Claimant Lawyers(s): Harris Freedman Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Neal S. Robb Arbitrator(s): Constance Ellen Boukidis Hearing Site: Los Angeles, CA
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23-02267 | 06/17/2024 | Claimant(s): Henry Krich Claimant Lawyers(s): Craig Stein Respondent(s): J.P. Morgan Securities LLC Respondent Lawyers(s): Neal S. Robb Arbitrator(s): Joseph Benalt, Nanci Sondra Landy, George H Tucker Hearing Site: Boca Raton, FL
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23-01365 | 01/18/2024 | Claimant(s): Michelle Anthony Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Chase Investment Services Corp., Wells Fargo Clearing Services Respondent Lawyers(s): Charlton Young, Neal S. Robb Arbitrator(s): Erik R. Siering Hearing Site: Phoenix, AZ
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21-02393 | 11/07/2022 | Claimant(s): Jerry Mathew Claimant Lawyers(s): Matthew B. Henneman Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Neal S. Robb Arbitrator(s): Patricia M. Bottoms, Ronald G. Guida, Gregory G. Gocek Hearing Site: Denver, CO
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21-02334 | 04/08/2022 | Claimant(s): Vu Nguyen Claimant Lawyers(s): Zachary Morse Respondent(s): Ameriprise Financial Services., Wells Fargo Investments, Countrywide Investment Services., Unionbanc Investment Services Respondent Lawyers(s): Howard M. Klausmeier, Laura A. Pizzitola, Neal S. Robb, Valerie Holder Arbitrator(s): Shawn Ridgell Hearing Site: San Francisco, CA
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21-01440 | 03/23/2022 | Claimant(s): Justin Hoyt Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Chase Investment Services Corp., Wells Fargo Clearing Services Respondent Lawyers(s): Jeffery D. Rodgers, Neal S. Robb Arbitrator(s): Benjamin F. Breslauer Hearing Site: Phoenix, AZ
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21-01308 | 02/10/2022 | Claimant(s): Shannon Freeland Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Equitable Advisors, J.P. Morgan Securities Respondent Lawyers(s): Michael J. Biondi, Neal S. Robb Arbitrator(s): David William Hickman Hearing Site: Seattle, WA
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18-04369 | 11/07/2019 | Claimant(s): Robert Disman Claimant Lawyers(s): Harris Freedman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Neal S. Robb Arbitrator(s): Kirtley M. Thiesmeyer Hearing Site: Las Vegas, NV
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18-04120 | 09/30/2019 | Claimant(s): Jeff Davis Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Neal S. Robb Arbitrator(s): David A. Schuler Hearing Site: Dallas, TX
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