| 24-00236 | 09/26/2024 | Claimant(s): Rudolf Molnar
Claimant Lawyers(s): Lawton R. Graves
Respondent(s): Ameriprise Financial Services
Respondent Lawyers(s): Howard M. Kausmeier
Arbitrator(s): Nancy J. Cliff, Anna M. Fanelli, Grant D. Sanders
Hearing Site: Tampa, FL
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| 23-02772 | 04/11/2024 | Claimant(s): Inderpal Anand
Claimant Lawyers(s): James P. Galvin
Respondent(s): Ameriprise Financial Services
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Howard L. Sobel
Hearing Site: New York, NY
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| 23-01383 | 02/20/2024 | Claimant(s): Andrew Leicht
Claimant Lawyers(s): Harris Freedman
Respondent(s): Ameriprise Financial Services
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Catherine Stewart
Hearing Site: Jersey City, NJ
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| 23-01445 | 02/15/2024 | Claimant(s): Jonathan Satovsky
Claimant Lawyers(s): Harris Freedman
Respondent(s): Ameriprise Financial Services, USF Securities, L.P.
Respondent Lawyers(s): CT Corporation System, Howard Klausmeier
Arbitrator(s): Howard L. Sobel
Hearing Site: New York, NY
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| 23-01612 | 11/07/2023 | Claimant(s): Adrienne Rowles
Claimant Lawyers(s): Stephan Louviere
Respondent(s): Ameriprise Financial Services, Wells Fargo Clearing Services
Respondent Lawyers(s): Deirdre Wolff, Howard M. Klausmeier
Arbitrator(s): Susan E. Maloney
Hearing Site: Boston, MA
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| 20-03417 | 12/13/2022 | Claimant(s): Stanley LeConte
Claimant Lawyers(s): Curtis Carlson
Respondent(s): Ameriprise Financial Services
Respondent Lawyers(s): Katherine C. Donlon
Arbitrator(s): James M. Scutti, Michael J. Quarequio, Constantine Economides
Hearing Site: Boca Raton, FL
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| 19-01096 | 06/30/2022 | Claimant(s): Timothy Satre
Claimant Lawyers(s): Mark C. Sparks
Respondent(s): David Dick, David Wilson, Ameriprise Financial Services
Respondent Lawyers(s): Edward A. Walton
Arbitrator(s): Ronald L. Mullins, Robert C. Rice, David Aaron DeSoto
Hearing Site: Houston, TX
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| 19-00316 | 06/03/2022 | Claimant(s): Peter Dearcangelis
Claimant Lawyers(s): Adriaen M Morse
Respondent(s): Ameriprise Financial Services
Respondent Lawyers(s): Scott A. La Porta
Arbitrator(s): Robert H. Putnam, Frederick R. Benson, Dayne Steven Beam
Hearing Site: Charlotte, NC
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| 19-03119 | 01/05/2022 | Claimant(s): Daniel Schreiner
Claimant Lawyers(s): Douglas W. Hyman
Respondent(s): Ameriprise Financial Services, Stephen Ross
Respondent Lawyers(s): Jeffrey L. Rudd, Julie Fleming-Wolfe
Arbitrator(s): Michael S. Jordan, Susan L. Walker, William John Lillwitz
Hearing Site: Chicago, IL
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| 20-03431 | 11/05/2021 | Claimant(s): Huey Luu
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Ameriprise Financial Services
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Francis Vincent Dane
Hearing Site: Seattle, WA
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