| 23-01042 | 04/24/2024 | Claimant(s): Stephen Kiront
Claimant Lawyers(s): John D. Stewart
Respondent(s): Woodstock Financial Group.
Respondent Lawyers(s): William J. Raike
Arbitrator(s): Peter A. Goldman, Clive I. Morrick, Aymen Aboushi
Hearing Site: New York, NY
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| 23-01158 | 11/10/2023 | Claimant(s): Allen Ostrofe
Claimant Lawyers(s): John D. Stewart
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Jon D. Kaplon
Arbitrator(s): Daniel M. Yamshon
Hearing Site: Reno, NV
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| 21-02023 | 03/15/2022 | Claimant(s): Steven Mctaggart
Claimant Lawyers(s): John D. Stewart
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Kathryn Perreault
Arbitrator(s): Langfred W. White
Hearing Site: Tampa, FL
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| 21-02445 | 02/09/2022 | Claimant(s): LPL Financial LLC
Claimant Lawyers(s): John D. Stewart
Respondent(s): Michael Muratore
Respondent Lawyers(s): Michael Joseph Muratore
Arbitrator(s): Dora M. Lassinger
Hearing Site: New York, NY
| | |
| 21-01116 | 12/10/2021 | Claimant(s): Andy Schwartz
Claimant Lawyers(s): John D. Stewart
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Jon D. Kaplon
Arbitrator(s): Patricia Kathleen Costello
Hearing Site: Jersey City, NJ
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| 20-02714 | 09/30/2021 | Claimant(s): Barry Kiront
Claimant Lawyers(s): John D. Stewart
Respondent(s): Monroe Parker Securities.
Respondent Lawyers(s): Alan Lipsky
Arbitrator(s): Noah Jonathan Hanft
Hearing Site: New York, NY
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| 20-02472 | 09/20/2021 | Claimant(s): Stephen Kiront
Claimant Lawyers(s): John D. Stewart
Respondent(s): Monroe Parker Securities., Stratton Oakmont., Fairchild Financial Group.
Respondent Lawyers(s): Alan Lipsky, Domingas Tavares, Patrick G. Hayes
Arbitrator(s): Carol Maria Luttati
Hearing Site: New York, NY
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| 20-03084 | 04/16/2021 | Claimant(s): Kevin Wilson
Claimant Lawyers(s): John D. Stewart
Respondent(s): Laidlaw and Company (UK) Ltd.
Respondent Lawyers(s): Alex Shtaynberger
Arbitrator(s): Howard D. Jacob
Hearing Site: New York, NY
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| 19-02867 | 04/05/2021 | Claimant(s): Michael Reis
Claimant Lawyers(s): Sheilah R. McLaughlin
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): John D. Stewart
Arbitrator(s): Michael L. Lyons, Gregory Hunter Mathews, John J. Mager
Hearing Site: Augusta, ME
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| 18-03577 | 08/05/2019 | Claimant(s): Robert Cannella
Claimant Lawyers(s): John D. Stewart
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s): Robert G. Geeseman
Hearing Site: Boca Raton, FL
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