Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-00106 | 03/11/2022 | Claimant(s): Allan T. Schmaltz IRA Claimant Lawyers(s): John E. Sutherland Respondent(s): TD Ameritrade. Respondent Lawyers(s): John D. Stewart Arbitrator(s): Andrea J. Goldman Hearing Site: Boston, MA |  | $0 |
| 21-00715 | 02/22/2022 | Claimant(s): Ying Lei Claimant Lawyers(s): Ying Lei Respondent(s): Kwai Chan, TD Ameritrade., Shou Yung Hua Respondent Lawyers(s): John D. Stewart Arbitrator(s): Nancy Kramer, Mark Cuccaro, Jess A. Bunshaft Hearing Site: New York, NY | | Expungement |
| 18-01404 | 02/11/2020 | Claimant(s): Min Zhao, Tianjian Sun Claimant Lawyers(s): Jeffrey B. Kaplan Respondent(s): TD Ameritrade. Respondent Lawyers(s): John D. Stewart Arbitrator(s): Hearing Site: New York, NY | | $75,000 |