| 22-00031 | 09/08/2022 | Claimant(s): Joseph Sturniolo
Claimant Lawyers(s): Michael Bessette
Respondent(s): Geneos Wealth Management
Respondent Lawyers(s): Victoria H. Buter
Arbitrator(s): Anita Rae Shapiro
Hearing Site: Denver, CO
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| 21-03116 | 08/19/2022 | Claimant(s): Brian Nikulski
Claimant Lawyers(s): Michael Bessette
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Tracy L. Allen
Hearing Site: Des Moines, IA
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| 21-02292 | 04/21/2022 | Claimant(s): David Bindelglass
Claimant Lawyers(s): Michael Bessette
Respondent(s): Citigroup Global Markets., RBC Capital Markets LLC
Respondent Lawyers(s): Adam Kauff, Leyla Bari
Arbitrator(s): Robert E. Anderson
Hearing Site: Jersey City, NJ
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| 21-01959 | 04/13/2022 | Claimant(s): Cynthia Couyoumjian
Claimant Lawyers(s): Michael Bessette
Respondent(s): The Equitable Life Assurance Society Of
Respondent Lawyers(s): Joseph W. Goodman
Arbitrator(s): Denise L. Quarles, Josian Antoine, Nadia Polack
Hearing Site: New York, NY
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| 19-02175 | 02/17/2022 | Claimant(s): Michael Holland
Claimant Lawyers(s): Michael Bessette
Respondent(s): Fifth Third Securities.
Respondent Lawyers(s): David K. Montgomery
Arbitrator(s): Joyce A. Mitchell, James Howell Garrison, Stephen Edwin Anderson
Hearing Site: Charlotte, NC
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| 21-01358 | 12/08/2021 | Claimant(s): Douglas Eaton
Claimant Lawyers(s): Michael Bessette
Respondent(s): Equitable Advisors
Respondent Lawyers(s): Michael J. Biondi
Arbitrator(s): Patricia Kathleen Costello
Hearing Site: New York, NY
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| 21-00439 | 10/20/2021 | Claimant(s): Douglas Donnelly
Claimant Lawyers(s): Michael Bessette
Respondent(s): Prudential Equity Group
Respondent Lawyers(s): Jennifer E. Novoselsky
Arbitrator(s): Stephany Adriene Watson
Hearing Site: Seattle, WA
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| 21-01167 | 10/15/2021 | Claimant(s): Karl Pettijohn
Claimant Lawyers(s): Michael Bessette
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Samantha Parrish
Arbitrator(s): Andrew M. Mintzer
Hearing Site: Los Angeles, CA
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| 20-04013 | 06/21/2021 | Claimant(s): Douglas Donnelly
Claimant Lawyers(s): Michael Bessette
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Craig Charles Beles
Hearing Site: Seattle, WA
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| 20-03040 | 05/17/2021 | Claimant(s): Joseph Sturniolo
Claimant Lawyers(s): Michael Bessette
Respondent(s): First Allied Securities.
Respondent Lawyers(s): Jeremy Wooden
Arbitrator(s): Philip J. Glick
Hearing Site: Denver, CO
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