17-03144 | 10/18/2018 | Claimant(s): Lashel Lentz Claimant Lawyers(s): Armin Sarabi Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Patrick S. Christensen Arbitrator(s): Charles Orlove Hearing Site: Milwaukee, WI
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17-02666 | 08/31/2018 | Claimant(s): James Steinbrenner Claimant Lawyers(s): David A Genelly Respondent(s): National Planning Corporation Respondent Lawyers(s): Scott R. Forbush Arbitrator(s): Rody P. Biggert, Bryan K. Nestor, Danielle Lea Carne Hearing Site: Milwaukee, WI
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17-03421 | 08/27/2018 | Claimant(s): Brian Behl Claimant Lawyers(s): Michael Bessette Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Tracy L. Allen Hearing Site: Milwaukee, WI
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16-03241 | 08/20/2018 | Claimant(s): UBS Financial Services Inc., UBS Credit Corp. Claimant Lawyers(s): Jennifer L. Ciralsky Respondent(s): Michael Kelly, Paul K Ramus, Todd Barden, Great Lakes Retirement Plan Consultants Respondent Lawyers(s): Jennifer L. Ciralsky, Sean M. Sweeney Arbitrator(s): Howard N. Rubin, Mark A. Frankel, Dennis M. Selby Hearing Site: Milwaukee, WI
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16-02380 | 05/21/2018 | Claimant(s): Investacorp. Claimant Lawyers(s): Michael A. Nagy Respondent(s): Edward Klug Respondent Lawyers(s): Edward Arthur Klug Arbitrator(s): Barry Goldman, Ramona V. Larson, Gerald J. Thain Hearing Site: Milwaukee, WI
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17-02652 | 05/21/2018 | Claimant(s): Andrew Seaborg Claimant Lawyers(s): MIchael Bessett Respondent(s): Lincoln Financial Advisors Corporation Respondent Lawyers(s): Michael W. Arnold Arbitrator(s): Susan L. Walker Hearing Site: Milwaukee, WI
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17-01662 | 04/27/2018 | Claimant(s): Todd Barden Claimant Lawyers(s): Dochtor Kennedy Respondent(s): AXA Advisors Respondent Lawyers(s): Cheryl Howard Arbitrator(s): Gerald W. Hepp Hearing Site: Milwaukee, WI
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17-01144 | 11/21/2017 | Claimant(s): Anthony Pecoraro Claimant Lawyers(s): Ronald M Amato Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): Chan Nam Arbitrator(s): Philip J. Glick Hearing Site: Milwaukee, WI
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16-01943 | 09/25/2017 | Claimant(s): Adam Ausloos Claimant Lawyers(s): Adam Ausloos Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Edward Walton Arbitrator(s): Gregory G. Wille, Mark A. Frankel, Charles Craig Howard Hearing Site: Milwaukee, WI
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17-00319 | 09/21/2017 | Claimant(s): Mark Gierl Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Prudential Equity Group Respondent Lawyers(s): Alan S. Brodherson Arbitrator(s): Robert J. Scafuri Hearing Site: Milwaukee, WI
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