Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-02291 | 09/06/2024 | Claimant(s): Brendan Poole Claimant Lawyers(s): Peter Lindholm Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Sara S. Dorland Arbitrator(s): Cherie S. Lewis Hearing Site: Los Angeles, CA | ||
| 23-02897 | 09/06/2024 | Claimant(s): Timothy Ackerman Claimant Lawyers(s): Austin Davis Respondent(s): Guardian Investor Services LLC Respondent Lawyers(s): John Walter Arbitrator(s): Michael Harrison Hearing Site: Los Angeles, CA | ||
| 23-02829 | 08/06/2024 | Claimant(s): Augustine Choi Claimant Lawyers(s): Peter Lindholm Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard Klausmeier Arbitrator(s): Thomas R. Watkins Hearing Site: Los Angeles, CA | ||
| 23-01453 | 08/06/2024 | Claimant(s): Jeffery Sorensen Claimant Lawyers(s): Peter Lindholm Respondent(s): Triad Advisors LLC Respondent Lawyers(s): Jennifer R. Cox Arbitrator(s): Erik R. Siering Hearing Site: Los Angeles, CA | ||
| 23-01249 | 07/15/2024 | Claimant(s): Eric Silvestre Claimant Lawyers(s): Harris Freedman Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Neal S. Robb Arbitrator(s): Constance Ellen Boukidis Hearing Site: Los Angeles, CA | ||
| 23-02888 | 07/15/2024 | Claimant(s): Clayton Gibson Claimant Lawyers(s): Alex Padla Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Laura A. Pizzitola Arbitrator(s): Robert D. Sussin Hearing Site: Los Angeles, CA | ||
| 13-03275 | 07/10/2024 | Claimant(s): Deutsche Bank Securities. Claimant Lawyers(s): Robert B. Ericson Respondent(s): James Dryden Respondent Lawyers(s): Deborah A. Klar Arbitrator(s): Robert D. Sussin, Kirtley M. Thiesmeyer, Frank Centofanti Hearing Site: Los Angeles, CA | ||
| 23-02727 | 07/10/2024 | Claimant(s): Aaron Clark Claimant Lawyers(s): Joshua A. Katz Respondent(s): LPL Financial LLC Respondent Lawyers(s): Rochelle Mayfield Arbitrator(s): Cherie S. Lewis Hearing Site: Los Angeles, CA | ||
| 23-02816 | 07/01/2024 | Claimant(s): Tsz Kwan Lau Claimant Lawyers(s): Christina Vouakis Respondent(s): Cetera Investment Services. Respondent Lawyers(s): Jeremy Carr Arbitrator(s): Michael Harrison Hearing Site: Los Angeles, CA | ||
| 23-03642 | 06/25/2024 | Claimant(s): Drew Freides Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Melissa J. Gworek Arbitrator(s): Stuart Sinai, Mary C. Davis, Peter A.P. Dunlop Hearing Site: Los Angeles, CA |