Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-01489 | 04/05/2024 | Claimant(s): Maurice Acriche Claimant Lawyers(s): Harris Freedman Respondent(s): Lehman Brothers Inc Respondent Lawyers(s): Christopher K. Kiplok Arbitrator(s): Michele S. Riley Hearing Site: New York, NY | ||
| 23-01437 | 04/05/2024 | Claimant(s): Ellice Papp Claimant Lawyers(s): Harris Freedman Respondent(s): Prudential Equity Group, Lehman Brothers Inc Respondent Lawyers(s): Christopher K. Kiplok, Jennifer E. Novoselsky Arbitrator(s): Mary Margaret Bush Hearing Site: San Francisco, CA | ||
| 23-02512 | 03/01/2024 | Claimant(s): Michael Mcgregor Claimant Lawyers(s): Harris Freedman Respondent(s): Wilbanks Securities. Respondent Lawyers(s): Randall Wilbanks Arbitrator(s): Frances Johnson Wright Hearing Site: Denver, CO | ||
| 23-01329 | 02/26/2024 | Claimant(s): Gregory Malin Claimant Lawyers(s): Harris Freedman Respondent(s): M&T Securities. Respondent Lawyers(s): Miriam Dowd Arbitrator(s): Mark A. Sipper Hearing Site: Buffalo, NY | ||
| 23-01383 | 02/20/2024 | Claimant(s): Andrew Leicht Claimant Lawyers(s): Harris Freedman Respondent(s): Ameriprise Financial Services Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): Catherine Stewart Hearing Site: Jersey City, NJ | ||
| 23-01421 | 02/15/2024 | Claimant(s): Amy Wasser Claimant Lawyers(s): Harris Freedman Respondent(s): Edward Jones Respondent Lawyers(s): Melanie L. Ronen Arbitrator(s): William W. Haskell Hearing Site: San Francisco, CA | ||
| 23-01445 | 02/15/2024 | Claimant(s): Jonathan Satovsky Claimant Lawyers(s): Harris Freedman Respondent(s): Ameriprise Financial Services, USF Securities, L.P. Respondent Lawyers(s): CT Corporation System, Howard Klausmeier Arbitrator(s): Howard L. Sobel Hearing Site: New York, NY | ||
| 23-01231 | 02/14/2024 | Claimant(s): Kristy Meeler Claimant Lawyers(s): Harris Freedman Respondent(s): LPL Financial LLC Respondent Lawyers(s): Rochelle Mayfield Arbitrator(s): Maurice M. Feller Hearing Site: Jacksonville, FL | ||
| 23-02440 | 02/07/2024 | Claimant(s): Herbert Shiraishi Claimant Lawyers(s): Harris Freedman Respondent(s): LPL Financial LLC Respondent Lawyers(s): Mike West Arbitrator(s): Minnie Loo Hearing Site: Honolulu, HI | ||
| 23-01490 | 01/24/2024 | Claimant(s): Joseph Bauer Claimant Lawyers(s): Harris Freedman Respondent(s): Morgan Stanley DW Inc. Respondent Lawyers(s): Amanda L. Parisi Arbitrator(s): Annamaria Boccia Smith Hearing Site: Jersey City, NJ |