Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-02710 | 07/01/2024 | Claimant(s): Mark Stern Claimant Lawyers(s): Harris Freedman Respondent(s): Beech Hill Securities. Respondent Lawyers(s): Irwin Weltz Arbitrator(s): Nancy Plesser Wendell, Vincent C. Pangia, Clarence Smith Hearing Site: New York, NY | ||
| 23-02447 | 06/26/2024 | Claimant(s): John Shepherd Claimant Lawyers(s): Harris Freedman Respondent(s): CUNA Brokerage Services. Respondent Lawyers(s): Sandra D. Grannum Arbitrator(s): Scott Hooper Hearing Site: Portland, OR | ||
| 23-01727 | 06/24/2024 | Claimant(s): Jennifer Jack Claimant Lawyers(s): Harris Freedman Respondent(s): ADP Broker-Dealer. Respondent Lawyers(s): Matthew V. DelDuca Arbitrator(s): Karl A. Vogeler Hearing Site: Tampa, FL | ||
| 23-01415 | 06/11/2024 | Claimant(s): David Brodsky Claimant Lawyers(s): Harris Freedman Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Geoff Beckham Arbitrator(s): Natalie Panossian-Bassler Hearing Site: Los Angeles, CA | ||
| 23-02819 | 05/23/2024 | Claimant(s): David Hanvey Claimant Lawyers(s): Harris Freedman Respondent(s): Ameriprise Advisor Services. Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): Carolyn E. Moore Hearing Site: Tampa, FL | ||
| 23-01589 | 05/21/2024 | Claimant(s): Alberto Velasco Claimant Lawyers(s): Harris Freedman Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Geoff Beckham Arbitrator(s): Helen Marinak Blohm Hearing Site: San Francisco, CA | ||
| 23-01493 | 05/17/2024 | Claimant(s): Glen Strauss Claimant Lawyers(s): Harris Freedman Respondent(s): Wells Fargo Clearing Services, Lehman Brothers Inc Respondent Lawyers(s): Christopher K. Kiplok, Geoff Beckham Arbitrator(s): Joyce L. Hurley Hearing Site: Los Angeles, CA | ||
| 23-01411 | 05/16/2024 | Claimant(s): John Thomas Claimant Lawyers(s): Harris Freedman Respondent(s): G.F. Investment Services Respondent Lawyers(s): Larry Yager Arbitrator(s): Nancy J. Cliff Hearing Site: Boca Raton, FL | ||
| 23-00373 | 05/14/2024 | Claimant(s): Jeffrey Jackson Claimant Lawyers(s): Harris Freedman Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): David I. Hantman Arbitrator(s): Michele S. Riley Hearing Site: New York, NY | ||
| 23-01167 | 04/26/2024 | Claimant(s): Charles Skipper Claimant Lawyers(s): Harris Freedman Respondent(s): Prudential Equity Group Respondent Lawyers(s): Jennifer E. Novoselsky Arbitrator(s): Steven N. Ainbinder Hearing Site: Boca Raton, FL |