Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-04417 | 09/18/2019 | Claimant(s): Mark Kosanke Claimant Lawyers(s): Harris Freedman Respondent(s): Professional Asset Management. Respondent Lawyers(s): Joan E. Flam Arbitrator(s): Tracy L. Allen Hearing Site: Detroit, MI | ||
| 18-04359 | 09/11/2019 | Claimant(s): Matthew Bradley Claimant Lawyers(s): Harris Freedman Respondent(s): Purshe Kaplan Sterling Investments Respondent Lawyers(s): David M. Purcell Arbitrator(s): Constance Ellen Boukidis Hearing Site: Los Angeles, CA | ||
| 19-00160 | 09/11/2019 | Claimant(s): Riad Shanawany Claimant Lawyers(s): Harris Freedman Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Gerry A. Giurato Arbitrator(s): Elena G. Rodriguez Hearing Site: Boca Raton, FL | ||
| 18-04365 | 07/29/2019 | Claimant(s): Alexsandra Kulmaticki Claimant Lawyers(s): Harris Freedman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Neal S. Robb Arbitrator(s): Robert B. Hansohn Hearing Site: Los Angeles, CA | ||
| 18-04334 | 07/18/2019 | Claimant(s): Adam Schwallier Claimant Lawyers(s): Harris Freedman Respondent(s): A. G. Edwards & Sons. Respondent Lawyers(s): Demian J. Betz Arbitrator(s): Tracy L. Allen Hearing Site: Detroit, MI | ||
| 19-00090 | 07/09/2019 | Claimant(s): Wilson Garnett Claimant Lawyers(s): Harris Freedman Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Joel M. Everest Arbitrator(s): Martin M. Van Luven Hearing Site: Tampa, FL | ||
| 19-00089 | 07/08/2019 | Claimant(s): Wilson Garnett Claimant Lawyers(s): Harris Freedman Respondent(s): LPL Financial LLC Respondent Lawyers(s): Brian P. Harlan Arbitrator(s): Thomas J. Patka Hearing Site: Tampa, FL | ||
| 19-00088 | 07/01/2019 | Claimant(s): Wilson Garnett Claimant Lawyers(s): Harris Freedman Respondent(s): Raymond, James & Associates. Respondent Lawyers(s): Stanton Fears Arbitrator(s): Richard S. Zaifert Hearing Site: Tampa, FL | ||
| 18-03196 | 06/20/2019 | Claimant(s): Thomas Zur Claimant Lawyers(s): Harris Freedman Respondent(s): UBS Financial Services Inc., Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Joel M. Everest, Jonathan C. Schwartz Arbitrator(s): Will Murphy Hearing Site: Miami, FL | ||
| 18-03708 | 05/28/2019 | Claimant(s): Riad Shanawany Claimant Lawyers(s): Harris Freedman Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Gerry P. Giurato Arbitrator(s): Nancy J. Cliff Hearing Site: Miami, FL |