Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-03570 | 07/21/2020 | Claimant(s): Craig Nelson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Robert E. Jenks Hearing Site: Las Vegas, NV | ||
| 19-03133 | 05/27/2020 | Claimant(s): Lisa Detanna Claimant Lawyers(s): Scott Rahn Respondent(s): Raymond, James & Associates. Respondent Lawyers(s): Robert M. Rudnicki Arbitrator(s): Robert E. Jenks Hearing Site: Los Angeles, CA | ||
| 19-00815 | 05/11/2020 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Timothy N Will Respondent(s): Lino Safieddine Respondent Lawyers(s): Lino Safieddine Arbitrator(s): Robert E. Jenks Hearing Site: Los Angeles, CA | ||
| 19-00315 | 02/03/2020 | Claimant(s): Michael Bakos Claimant Lawyers(s): Frances Menzer Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Leslie Blickenstaff Arbitrator(s): Robert E. Jenks Hearing Site: San Diego, CA | ||
| 18-01739 | 09/27/2019 | Claimant(s): Timothy Tremblay Claimant Lawyers(s): Tyson W. Kovash Respondent(s): Prudential Equity Group, Centaurus Financial., Voya Financial Advisors. Respondent Lawyers(s): Alan S. Brodherson, Christina Vourakis, Michael West Arbitrator(s): Robert E. Jenks Hearing Site: Los Angeles, CA | ||
| 18-03819 | 08/07/2019 | Claimant(s): Thomas Goodson Claimant Lawyers(s): Amir Tadjedin Respondent(s): Securities America. Respondent Lawyers(s): Chad Weaver Arbitrator(s): Robert E. Jenks Hearing Site: Los Angeles, CA | ||
| 18-03682 | 05/31/2019 | Claimant(s): Brian Levy Claimant Lawyers(s): Frances Menzer Respondent(s): Securities America. Respondent Lawyers(s): Chad Weaver Arbitrator(s): Robert E. Jenks Hearing Site: Los Angeles, CA | ||
| 18-02476 | 02/08/2019 | Claimant(s): Ryan Gordon Claimant Lawyers(s): Michael Bessette Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Neal S. Robb Arbitrator(s): Robert E. Jenks Hearing Site: Los Angeles, CA | ||
| 17-02597 | 05/30/2018 | Claimant(s): Peter Han Claimant Lawyers(s): Owen Harnett Respondent(s): Centaurus Financial., First Allied Securities. Respondent Lawyers(s): Jeremy Wooden, Paul King Arbitrator(s): Robert E. Jenks Hearing Site: Los Angeles, CA | ||
| 16-01946 | 12/06/2017 | Claimant(s): Jerald Halverson, Michael Winn Claimant Lawyers(s): Jeffrey K. Riffer Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Samantha W. Mahoney Arbitrator(s): Robert E. Jenks, Pamela Jane Koslow, Kevin Joseph Pilon Hearing Site: Los Angeles, CA |