Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 21-00025 | 06/24/2021 | Claimant(s): Anthony Calderon Claimant Lawyers(s): Stephan Louviere Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Garrett R. Wynne Arbitrator(s): Robert E. Jenks Hearing Site: Phoenix, AZ | ||
| 20-02736 | 06/15/2021 | Claimant(s): Damian Dering Claimant Lawyers(s): Benjamin Winograd Respondent(s): Eplanning Securities. Respondent Lawyers(s): Corporate Officer Arbitrator(s): Robert E. Jenks Hearing Site: Los Angeles, CA | ||
| 20-02920 | 06/14/2021 | Claimant(s): Tony Krvaric Claimant Lawyers(s): Zachary Hayes-Macaluso Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Deirdre Wolff Arbitrator(s): Robert E. Jenks Hearing Site: San Diego, CA | ||
| 20-02794 | 06/10/2021 | Claimant(s): Daniel Neil Claimant Lawyers(s): Frances Menzer Respondent(s): Securities America. Respondent Lawyers(s): Chad E. Weaver Arbitrator(s): Robert E. Jenks Hearing Site: San Diego, CA | ||
| 20-03092 | 04/13/2021 | Claimant(s): David Tam Claimant Lawyers(s): Samantha Parrish Respondent(s): Edward Jones Respondent Lawyers(s): Darren Goodman Arbitrator(s): Robert E. Jenks Hearing Site: San Diego, CA | ||
| 20-02584 | 03/23/2021 | Claimant(s): Michael Jeppson Claimant Lawyers(s): David Harrison Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): Robert E. Jenks Hearing Site: Los Angeles, CA | ||
| 19-03651 | 12/17/2020 | Claimant(s): Isidro Miramontes Claimant Lawyers(s): David Harrison Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): Simon M. Levy Arbitrator(s): Robert E. Jenks Hearing Site: Los Angeles, CA | ||
| 20-01170 | 12/04/2020 | Claimant(s): Robert Tomlinson Claimant Lawyers(s): Chelsea Masters Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Robert E. Jenks Hearing Site: Los Angeles, CA | ||
| 20-01212 | 09/21/2020 | Claimant(s): David Van Acker, Paul Van Acker Claimant Lawyers(s): Cheryl Shao-Raw Chang Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Robert E. Jenks Hearing Site: Los Angeles, CA | ||
| 20-00356 | 08/20/2020 | Claimant(s): Mark Williams Claimant Lawyers(s): Audette Paul Morales Respondent(s): J.P. Turner & Company, L.L.C. Respondent Lawyers(s): Jeremy Carr Arbitrator(s): Robert E. Jenks Hearing Site: Los Angeles, CA |