| 22-00244 | 08/31/2022 | Claimant(s): Anthony Thurlow
Claimant Lawyers(s): Zachary Morse
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Randy R. Maher
Hearing Site: Las Vegas, NV
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| 21-03116 | 08/19/2022 | Claimant(s): Brian Nikulski
Claimant Lawyers(s): Michael Bessette
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Tracy L. Allen
Hearing Site: Des Moines, IA
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| 21-02630 | 08/04/2022 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Ryan S. Nichols
Respondent(s): James Kirschner
Respondent Lawyers(s): James Gordon Kirschner
Arbitrator(s): Mitchel Weiss, Gerald Thomas Harper, Bethany D. Mathewson
Hearing Site: Jacksonville, FL
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| 21-01175 | 06/02/2022 | Claimant(s): Sean Caston
Claimant Lawyers(s): Sean D Caston
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Sydney H. Crowder
Arbitrator(s): June McLaughlin, Elizabeth Anne Moreno, Jack R. Goetz
Hearing Site: Los Angeles, CA
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| 21-01978 | 05/09/2022 | Claimant(s): Anthony Leopizzi
Claimant Lawyers(s): Zachary Morse
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Louis David Huss
Hearing Site: Boca Raton, FL
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| 21-02092 | 04/14/2022 | Claimant(s): Anthony Salerno
Claimant Lawyers(s): Jonathan M. Sterling
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Arthur Neil Tolciss
Hearing Site: New York, NY
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| 21-02334 | 04/08/2022 | Claimant(s): Vu Nguyen
Claimant Lawyers(s): Zachary Morse
Respondent(s): Ameriprise Financial Services., Wells Fargo Investments, Countrywide Investment Services., Unionbanc Investment Services
Respondent Lawyers(s): Howard M. Klausmeier, Laura A. Pizzitola, Neal S. Robb, Valerie Holder
Arbitrator(s): Shawn Ridgell
Hearing Site: San Francisco, CA
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| 21-02519 | 03/24/2022 | Claimant(s): Sean Huskins
Claimant Lawyers(s): Philip J. Snyderburn
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Edward B Magarian
Arbitrator(s): Langfred W. White, Stephen A. Saker, John Winslow Griesser
Hearing Site: Orlando, FL
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| 21-01382 | 01/21/2022 | Claimant(s): James McCoy, Joshua McCoy
Claimant Lawyers(s): Zachary Morse
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Robert D. Sussin
Hearing Site: Los Angeles, CA
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| 20-04121 | 10/20/2021 | Claimant(s): Shelby Fink
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Richard W. Dissen
Hearing Site: Louisville, KY
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