| 23-00700 | 05/22/2024 | Claimant(s): John Kasel
Claimant Lawyers(s): Christopher F. Robertson
Respondent(s): KMS Financial Services., U.S. Bancorp Investments.
Respondent Lawyers(s): Briana Al Taqatqa, Records Custodian
Arbitrator(s): Katherine Hendricks, David William Hickman, Linda Dai-Fong Koa
Hearing Site: Seattle, WA
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| 23-01117 | 03/22/2024 | Claimant(s): Saimir Prapaniku
Claimant Lawyers(s): William Bean
Respondent(s): Invest Financial Corporation, U.S. Bancorp Investments.
Respondent Lawyers(s): Briana Al Taqatqa, Eric A. Michaels
Arbitrator(s): Sandra L. Malek, Marc S. Joseph, Olivia J. Valentine
Hearing Site: Los Angeles, CA
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| 23-01243 | 03/13/2024 | Claimant(s): Andrew Ruud
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): U.S. Bancorp Investments.
Respondent Lawyers(s): Briana Al Taqatqa
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Nashville, TN
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| 23-02406 | 02/15/2024 | Claimant(s): Jeanmarie LaBonte
Claimant Lawyers(s): Kevin D. Galbraith
Respondent(s): U.S. Bancorp Investments.
Respondent Lawyers(s): Briana Al Taqatqa
Arbitrator(s): Ronald Chun
Hearing Site: San Francisco, CA
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| 23-01610 | 01/04/2024 | Claimant(s): U.S. Bancorp Investments.
Claimant Lawyers(s): Eric Raphan
Respondent(s): Andrew Smith
Respondent Lawyers(s): Andrew Smith
Arbitrator(s): Bert P. Krages
Hearing Site: Portland, OR
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| 23-00417 | 11/08/2023 | Claimant(s): U.S. Bancorp Investments.
Claimant Lawyers(s): Eric D. Raphan
Respondent(s): Jason Kurtz
Respondent Lawyers(s): Jason Mark Kurtz
Arbitrator(s): Kendall C. Reed
Hearing Site: Denver, CO
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| 22-00919 | 11/01/2023 | Claimant(s): U.S. Bancorp Investments.
Claimant Lawyers(s): Roxanna V Gonzalez
Respondent(s): Mark Joyner
Respondent Lawyers(s): Amy C. Johnson
Arbitrator(s): Irwin Venick, Michael Edward Collins, Douglas Charles Weinstein
Hearing Site: Nashville, TN
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| 22-02558 | 09/22/2023 | Claimant(s): Michael Mcintyre
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): U.S. Bancorp Investments.
Respondent Lawyers(s): Edward B. Magarian
Arbitrator(s): Jerome F. Crotty, Henry G. Nothnagel, Steven H. Vogel
Hearing Site: Chicago, IL
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| 20-00272 | 08/02/2022 | Claimant(s): U.S. Bancorp Investments.
Claimant Lawyers(s): Babak Yousefzadeh
Respondent(s): Robert Ford
Respondent Lawyers(s): Robert Kent Ford
Arbitrator(s): Mark T Risner
Hearing Site: Los Angeles, CA
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| 21-01938 | 03/25/2022 | Claimant(s): Shawn Weidmann
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): U.S. Bancorp Investments.
Respondent Lawyers(s): Trevor Brown
Arbitrator(s): Mark Lee Haggard
Hearing Site: Portland, OR
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