23-02749 | 09/17/2024 | Claimant(s): James Simmons Claimant Lawyers(s): Harris Freedman Respondent(s): FSC Securities Corporation, Brookstreet Securities Corporation, National Planning Corporation Respondent Lawyers(s): Eric A. Michaels, Jennifer R. Cox, Julie Mains Arbitrator(s): Michael Harrison Hearing Site: Los Angeles, CA
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23-02897 | 09/06/2024 | Claimant(s): Timothy Ackerman Claimant Lawyers(s): Austin Davis Respondent(s): Guardian Investor Services LLC Respondent Lawyers(s): John Walter Arbitrator(s): Michael Harrison Hearing Site: Los Angeles, CA
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23-02816 | 07/01/2024 | Claimant(s): Tsz Kwan Lau Claimant Lawyers(s): Christina Vouakis Respondent(s): Cetera Investment Services. Respondent Lawyers(s): Jeremy Carr Arbitrator(s): Michael Harrison Hearing Site: Los Angeles, CA
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23-02832 | 04/02/2024 | Claimant(s): Richard Skelton Claimant Lawyers(s): Chad Weaver Respondent(s): Woodbury Financial Services. Respondent Lawyers(s): Jennifer R. Cox Arbitrator(s): Michael Harrison Hearing Site: Los Angeles, CA
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22-01629 | 01/03/2024 | Claimant(s): Lu Yu Claimant Lawyers(s): Harris Freedman Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Jason E. Murtagh Arbitrator(s): Michael Harrison Hearing Site: Los Angeles, CA
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23-01465 | 12/18/2023 | Claimant(s): Nazeeh Aranki Claimant Lawyers(s): Harris Freedman Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard Klausmeier Arbitrator(s): Michael Harrison Hearing Site: Los Angeles, CA
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22-00414 | 11/07/2022 | Claimant(s): Kenneth South Claimant Lawyers(s): Patrick R. Mahoney Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): Mario H. Metzger, Michael Harrison, Anita Rae Shapiro Hearing Site: Los Angeles, CA
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19-01231 | 12/01/2021 | Claimant(s): Mamdoh Abas Claimant Lawyers(s): Darren Veracruz Respondent(s): Cetera Advisor Networks LLC Respondent Lawyers(s): Chad Weaver Arbitrator(s): Roberta Haft, Michael Harrison, Nicholes W. Ghnouly Hearing Site: Los Angeles, CA
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18-00553 | 09/30/2021 | Claimant(s): Jefferies LLC Claimant Lawyers(s): Andrew J. Shapren Respondent(s): Dean Decker Respondent Lawyers(s): David Jacobs Arbitrator(s): Michael Harrison, Laurent C. Vonderweidt, Cynthia Cashman Makin Hearing Site: Los Angeles, CA
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21-00933 | 09/30/2021 | Claimant(s): Vineeta Prasad Claimant Lawyers(s): Vineeta Prasad Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Jeffrey S. Dunlap Arbitrator(s): Michael Harrison, Joseph Winter, Deana La Barbera Hearing Site: Los Angeles, CA
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