Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 22-01726 | 11/08/2022 | Claimant(s): Brent Lane Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Michael J. Ahlstrom Hearing Site: Atlanta, GA | ||
| 22-00556 | 11/07/2022 | Claimant(s): Michael Patti Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): Michael J. Ahlstrom Hearing Site: Raleigh, NC | ||
| 21-02187 | 09/21/2022 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Thomas K. Potter Respondent(s): Jeffery Bickel Respondent Lawyers(s): William Carlisle Arbitrator(s): Michael J. Ahlstrom, J.G. Long, Sylloris Lampkin Hearing Site: Atlanta, GA | ||
| 21-02546 | 07/14/2022 | Claimant(s): Jeannan Brewer, John Brewer Claimant Lawyers(s): Harris Freedman Respondent(s): Raymond, James & Associates. Respondent Lawyers(s): Laura T. Ruiz Rivera Arbitrator(s): Michael J. Ahlstrom Hearing Site: Birmingham, AL | ||
| 21-01119 | 06/23/2022 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Charlton Young Respondent(s): Lowell Friend Respondent Lawyers(s): Lowell Dale Friend Arbitrator(s): Michael J. Ahlstrom Hearing Site: Memphis, TN | ||
| 21-02148 | 03/02/2022 | Claimant(s): Lisa Hanline Claimant Lawyers(s): Bruce W. Barnes Respondent(s): Raymond James Financial Services. Respondent Lawyers(s): Robert M. Rudnicki Arbitrator(s): Michael J. Ahlstrom Hearing Site: Charlotte, NC | ||
| 21-00061 | 10/06/2021 | Claimant(s): Michael Brown Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam M. Kauff Arbitrator(s): Michael J. Ahlstrom Hearing Site: Atlanta, GA | ||
| 20-03214 | 07/08/2021 | Claimant(s): Jason Seale Claimant Lawyers(s): Zachary Hayes-Macaluso Respondent(s): American Wealth Management. Respondent Lawyers(s): Joel R. Beck Arbitrator(s): Michael J. Ahlstrom Hearing Site: Atlanta, GA | ||
| 20-03989 | 06/10/2021 | Claimant(s): Todd Calamita Claimant Lawyers(s): Dochtor Kennedy Respondent(s): RBC Capital Markets LLC Respondent Lawyers(s): Tiana M. Towns Arbitrator(s): Michael J. Ahlstrom Hearing Site: Charlotte, NC | ||
| 20-03007 | 06/04/2021 | Claimant(s): Timothy Vanderver Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Oppenheimer & Co.. Respondent Lawyers(s): Nicola Murphy Arbitrator(s): Michael J. Ahlstrom Hearing Site: Atlanta, GA |