Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-01930 | 03/30/2020 | Claimant(s): Dustin Aiguer Claimant Lawyers(s): Richard M Gelb Respondent(s): Peter McAvinn Respondent Lawyers(s): Brandon J. Brigham Arbitrator(s): Hearing Site: Boston, MA | ||
| 19-02074 | 03/16/2020 | Claimant(s): Lawrence Eppolito Claimant Lawyers(s): Matt Wolper Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Michael Naccarato Arbitrator(s): Denise L. Presley Hearing Site: Boston, MA | ||
| 19-02248 | 03/06/2020 | Claimant(s): Michael Scott Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Edward A. Walton Arbitrator(s): Gene M. Bauer Hearing Site: Boston, MA | ||
| 17-01489 | 02/14/2020 | Claimant(s): Alexander Martinelli, Christopher Herlihy, Jonathan Galli, Paul Connolly Claimant Lawyers(s): Robert Miller Respondent(s): Credit Suisse Securities (USA) LLC Respondent Lawyers(s): Stephen M. Kramarsky Arbitrator(s): David Wertz Ellis, John George Neylon, Charles R Markham Hearing Site: Boston, MA | ||
| 19-03602 | 02/03/2020 | Claimant(s): Andrea Bevis Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Gerard S. Marsan Hearing Site: Boston, MA | ||
| 19-00334 | 01/31/2020 | Claimant(s): Edward Mathews Claimant Lawyers(s): John A. Mangones Respondent(s): GWFS Equities. Respondent Lawyers(s): Michael R. Greco Arbitrator(s): Peter J. Dale, Gerard S. Marsan, Robert N. Jones Hearing Site: Boston, MA | ||
| 19-02601 | 01/21/2020 | Claimant(s): Daniel Pimental Claimant Lawyers(s): Dochtor Kennedy Respondent(s): J.P. Morgan Securities Inc Respondent Lawyers(s): Jeffrey A. Dunlap Arbitrator(s): Denise L. Presley Hearing Site: Boston, MA | ||
| 19-01223 | 11/26/2019 | Claimant(s): Raymond, James & Associates. Claimant Lawyers(s): Kimberly A. Koves Respondent(s): Kenneth Klaiman Respondent Lawyers(s): Kenneth Scott Klaiman Arbitrator(s): Arthur J. Giacomarra Hearing Site: Boston, MA | ||
| 19-01309 | 11/13/2019 | Claimant(s): Regina Bernarduci Claimant Lawyers(s): Michael Bessette Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Denise L. Presley Hearing Site: Boston, MA | ||
| 16-00653 | 11/08/2019 | Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Michael S. Taaffe Respondent(s): Mark Adams Respondent Lawyers(s): Mark Adams Arbitrator(s): Steven S. Manos Hearing Site: Boston, MA |