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FINRA Awards for Boston, MA

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Displaying 91-100 out of 282 results
Case Number Award Date Case Summary Customer Case? Amount Granted
18-0121610/03/2019Claimant(s): Peter Weiner
Claimant Lawyers(s): Michael J. Tuteur
Respondent(s): State Street Global Markets
Respondent Lawyers(s): Morgan C. Nighan
Arbitrator(s): William A. Barrett, Frank Sanclemente, Dennis E. Nelson
Hearing Site: Boston, MA
18-0399107/30/2019Claimant(s): Michael Abramo
Claimant Lawyers(s): N. Nancy Ghabai, Esq.
Respondent(s): LPL Financial LLC, UBS Financial Services Inc., Citigroup Global Markets.
Respondent Lawyers(s): Anthony J. Borrelli, David I. Hantman, Esq., Jon D. Kaplon
Arbitrator(s): Gerard S. Marsan
Hearing Site: Boston, MA
18-0329606/19/2019Claimant(s): Natasha Lessard
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Gerard Belfort
Arbitrator(s): Peter M Cosel
Hearing Site: Boston, MA
18-0275604/10/2019Claimant(s): Jonathan Hyett
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Chan Nam
Arbitrator(s): Steven S. Manos
Hearing Site: Boston, MA
18-0216203/22/2019Claimant(s): Douglas J. Calnan
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): A. G. Edwards & Sons., Wells Fargo Clearing Services
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Gerard S. Marsan
Hearing Site: Boston, MA
18-0227401/30/2019Claimant(s): Andrew Zimmerman
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Joseph A. Sack
Arbitrator(s): Gerard S. Marsan
Hearing Site: Boston, MA
18-0241001/25/2019Claimant(s): Andrew Zimmerman
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): Susan E. Maloney
Hearing Site: Boston, MA
18-0198901/18/2019Claimant(s): Mark Soukup
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Robert J. Ambrogi
Hearing Site: Boston, MA
18-0211501/18/2019Claimant(s): Jason Traino
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): Mary E. Bassett
Hearing Site: Boston, MA
18-0277101/18/2019Claimant(s): Eric Burt
Claimant Lawyers(s): Michael B. Cosentino
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Patrick W. McKeon, Paul Peter Nicolai, Frank Sanclemente
Hearing Site: Boston, MA

282 Results

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