| 19-00020 | 11/05/2019 | Claimant(s): Don D'Adesky
Claimant Lawyers(s): Lindsay Nasshorn
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Joelle A. Simms
Arbitrator(s): Will Murphy
Hearing Site: Boca Raton, FL
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| 19-00649 | 10/18/2019 | Claimant(s): Wesley Singleton
Claimant Lawyers(s): Stephan Louviere
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Joelle A. Simms
Arbitrator(s): Patricia Ann Tracey
Hearing Site: Charlotte, NC
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| 18-03476 | 05/08/2019 | Claimant(s): Brett Oley
Claimant Lawyers(s): Harris Freedman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Joelle A. Simms
Arbitrator(s): James W. Geiger
Hearing Site: Boca Raton, FL
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| 18-01452 | 04/19/2019 | Claimant(s): Alfred Bonardi
Claimant Lawyers(s): Joshua F. Bautz
Respondent(s): Morgan Stanley DW Inc., Oppenheimer & Co.., Citigroup Global Markets., Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Gina Shlaferman, Joelle A. Simms, John T. McGuire, Randi Perry Spallina
Arbitrator(s): Elena G. Rodriguez
Hearing Site: Boca Raton, FL
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| 18-01303 | 03/19/2019 | Claimant(s): Mark Rosenberg
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Joelle A. Simms
Arbitrator(s): Harry G. Mason
Hearing Site: Atlanta, GA
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| 18-01910 | 03/14/2019 | Claimant(s): Stephen Huggins
Claimant Lawyers(s): Joelle A. Simms
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Timothy B. Atkins
Arbitrator(s): Muriel Desloovere
Hearing Site: Jacksonville, FL
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| 18-01821 | 02/28/2019 | Claimant(s): Forest Faro
Claimant Lawyers(s): Joelle A. Simms
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Craig A. Vollono
Arbitrator(s): Martin A. Feigenbaum
Hearing Site: Miami, FL
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| 18-01130 | 02/26/2019 | Claimant(s): Robert Buchanan
Claimant Lawyers(s): Joelle A. Simms
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Craig. Vollono
Arbitrator(s): Jeffrey R. Jury
Hearing Site: Houston, TX
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| 18-01371 | 02/12/2019 | Claimant(s): Rafael Locken-Testa
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Joelle A. Simms
Arbitrator(s): Daniel J. Pagnano
Hearing Site: Houston, TX
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| 18-01131 | 02/06/2019 | Claimant(s): Nelson Faro
Claimant Lawyers(s): Joelle A. Simms
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Craig A. Vollono
Arbitrator(s): Mark A Bilawsky
Hearing Site: Miami, FL
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