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FINRA Awards for Bill M. Lamoreaux

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Displaying 10 out of 12 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0339202/21/2023Claimant(s): NexTrend Securities.
Claimant Lawyers(s): Leland C. de la Garza
Respondent(s): Mark Cherlin, Scott Offerman, Sonya Gotz
Respondent Lawyers(s): David J. Abell, Leland C. de la Garza
Arbitrator(s): Bill Lamoreaux, Karen Roberts Washington, Tricia R DeLeon
Hearing Site: Dallas, TX
22-0028509/21/2022Claimant(s): John Husby
Claimant Lawyers(s): Avinoam Rosenfeld
Respondent(s): Cuna Brokerage Services.
Respondent Lawyers(s): Jennifer G. Chawla
Arbitrator(s): Bill Lamoreaux, Linda B. Kelly, Michael Wayne Johnston
Hearing Site: Dallas, TX
20-0189902/15/2022Claimant(s): Kristi Trowbridge, Stephen Trowbridge
Claimant Lawyers(s): Ross E Webster
Respondent(s): Kestra Investment Services, Llc
Respondent Lawyers(s): Lydia R. Zaidman
Arbitrator(s): Bill Lamoreaux, Victor L. Hayslip, Charles Lange Clark
Hearing Site: Birmingham, AL
20-0242604/30/2021Claimant(s): Scott Colangelo
Claimant Lawyers(s): Daniel D'Costa
Respondent(s): The O.N Equity Sales Company
Respondent Lawyers(s): Jennifer Rockel
Arbitrator(s): Bill Lamoreaux
Hearing Site: Kansas City, MO
19-0286912/21/2020Claimant(s): Gadberry Financial Group LLC
Claimant Lawyers(s): Keith I. Billingsley
Respondent(s): Thomas Schallhorn
Respondent Lawyers(s): L. Kyle Heffley
Arbitrator(s): R Lee Britton, Bill Lamoreaux, David B. Kress
Hearing Site: Little Rock, AR
17-0263011/12/2018Claimant(s): Cambridge Investment Research.
Claimant Lawyers(s): Carrie L. Lathrop
Respondent(s): Kermit Gable
Respondent Lawyers(s): Kermit Gordon Gable
Arbitrator(s): Arthur H. Geffen, Anthony William (Bill) Kashouty, Bill Lamoreaux
Hearing Site: Dallas, TX
16-0235203/12/2018Claimant(s): Christopher Clark
Claimant Lawyers(s): Robert M. Thornton
Respondent(s): BOK Financial Securities., BOSC.
Respondent Lawyers(s): Erica Anne Dorwart
Arbitrator(s): David G. Ritchie, Bill Lamoreaux, Jeff Kilgore
Hearing Site: Oklahoma City, OK
15-0270801/13/2017Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Gregory M. Starner
Respondent(s): Brian Docking, Donald Barry, Jill Docking, Kevin Mcwhorter, Robert W. Baird & Co. Incorporated
Respondent Lawyers(s): Jonathan Miller
Arbitrator(s): Bill M. Lamoreaux, Bruce Burditt, John R. Loss
Hearing Site: Wichita, KS
14-0380606/04/2015Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Kimberly A. Koves
Respondent(s): Penne Stafford
Respondent Lawyers(s): Penne Wilson Stafford
Arbitrator(s): Bill M. Lamoreaux
Hearing Site: Dallas, TX
13-0302109/23/2014Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Jonathan Berg
Respondent(s): Karla Bounds
Respondent Lawyers(s): Karla Renee Bounds
Arbitrator(s): Bill M. Lamoreaux
Hearing Site: Dallas, TX

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