| 20-00461 | 12/10/2021 | Claimant(s): Brian Bertrand
Claimant Lawyers(s): Kristian Kraszewski
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Gregory Scanlon
Arbitrator(s): Bill Lamoreaux
Hearing Site: Dallas, TX
|  | $0 |
| 18-03741 | 01/24/2020 | Claimant(s): Donna Kun
Claimant Lawyers(s): Jonathan Kurta
Respondent(s): Carty & Company.
Respondent Lawyers(s): John J. Heflin
Arbitrator(s): Bill Lamoreaux, Mary Elizabeth Skelnik, Joseph Neal Richardson
Hearing Site: Dallas, TX
| | $0 |
| 18-02098 | 12/24/2019 | Claimant(s): John E. Donaldson Investments
Claimant Lawyers(s): Jeffrey S. Eisenberg
Respondent(s): Craig Taddonio, John Stapleton, Craig Scott Capital
Respondent Lawyers(s): Brian J. Davis, Craig Scott Taddonio, Craig Taddonio
Arbitrator(s): Bill Lamoreaux, Mark C Watler, Robert L. Chisolm
Hearing Site: Oklahoma City, OK
| | $0 |
| 12-02000 | 10/01/2013 | Claimant(s): LaVerne Coalson, Coalson Insurance Trust U/A 7/9/99
Claimant Lawyers(s): Clinton W. Marrs
Respondent(s): Donny Vogler, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Rodney J. Heggy
Arbitrator(s): Bill M. Lamoreaux, Linda B. Kelly, Frances Johnson Wright
Hearing Site: Dallas, TX
| | $1,198,440 |
| 12-03039 | 06/04/2013 | Claimant(s): Paula Maar
Claimant Lawyers(s): Andrew J. Maar
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Bill M. Lamoreaux
Hearing Site: Dallas, TX
| | $5,605 |
| 12-03904 | 05/30/2013 | Claimant(s): Kantilal Desai
Claimant Lawyers(s): Kantilal P. Desai
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Bill M. Lamoreaux
Hearing Site: Dallas, TX
| | $600 |
| 08-02503 | 01/21/2009 | Claimant(s): OptionsHouse.
Claimant Lawyers(s): Lesley G. Smith
Respondent(s): Yana Gladtskov
Respondent Lawyers(s): Yana Gladtskov
Arbitrator(s): Bill M. Lamoreaux
Hearing Site: Dallas, TX
| | |
| 06-03506 | 09/26/2007 | Claimant(s): Deirdre North, FBO Blair A. Riddell Education Trust, FBO Blake A. Riddell Education Trust
Claimant Lawyers(s): William O. Wuester
Respondent(s): RBC Capital Markets Corporation
Respondent Lawyers(s): Retta A. Miller
Arbitrator(s): Bill M. Lamoreaux, Joseph J. Ligi, Larrie Alan Weil
Hearing Site: Dallas, TX
| | $0 |
