Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 17-02655 | 12/10/2018 | Claimant(s): Douglas Modico Claimant Lawyers(s): Jonathan Sack Respondent(s): Auerbach Grayson & Company LLC Respondent Lawyers(s): Ira G. Rosenstein Arbitrator(s): Ann C. Northern, Doris Lindbergh, Stephen A. Weiner Hearing Site: New York, NY | ||
| 18-02231 | 10/19/2018 | Claimant(s): Morgan Stanley Claimant Lawyers(s): Renan Sugarman Respondent(s): Robert Fantozzi Respondent Lawyers(s): Robert Paul Fantozzi Arbitrator(s): Stephen A. Weiner Hearing Site: New York, NY | ||
| 17-03388 | 08/16/2018 | Claimant(s): Marc Scudillo Claimant Lawyers(s): Armin Sarabi Respondent(s): Securities America. Respondent Lawyers(s): Kevin J. Miller Arbitrator(s): Stephen A. Weiner Hearing Site: New York, NY | ||
| 16-03717 | 06/13/2018 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Claimant Lawyers(s): Alan S. Brodherson Respondent(s): Michael Pellegrino Respondent Lawyers(s): Darryl J. Bouganim Arbitrator(s): Stephen A. Weiner Hearing Site: New York, NY | ||
| 17-02216 | 06/07/2018 | Claimant(s): Ari Baum Claimant Lawyers(s): Sharron E. Ash Respondent(s): Morgan Stanley Respondent Lawyers(s): Jeremy S. Winer Arbitrator(s): Daniel Robbins, Stephen A. Weiner, John Clark Van Steen Hearing Site: New York, NY | ||
| 17-02261 | 04/17/2018 | Claimant(s): Elizabeth Angelone Claimant Lawyers(s): Owen Harnett Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Kathryn D. Perreault Arbitrator(s): Stephen A. Weiner Hearing Site: New York, NY | ||
| 17-03273 | 03/29/2018 | Claimant(s): Mallory Brenner Claimant Lawyers(s): David I. Hantman Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Fern Strauss Arbitrator(s): Stephen A. Weiner Hearing Site: New York, NY | ||
| 16-03578 | 02/02/2018 | Claimant(s): David Demos Claimant Lawyers(s): Jonathan Sack Respondent(s): Cantor Fitzgerald & Co. Respondent Lawyers(s): David A. Paul Arbitrator(s): Stanley F. Meyerson, Stephen A. Weiner, Gerald H. Grayson Hearing Site: New York, NY | ||
| 16-01029 | 03/09/2017 | Claimant(s): Zachary Hepner Claimant Lawyers(s): Kevin D. Galbraith Respondent(s): Chimera Securities Respondent Lawyers(s): Michael P. Gilmore Arbitrator(s): Stephen A. Weiner Hearing Site: New York, NY | ||
| 14-03875 | 07/08/2015 | Claimant(s): Clark Dodge & Co.. Claimant Lawyers(s): Katie Ambroziak Respondent(s): Steven Bencivenga Respondent Lawyers(s): Michael Utilla Arbitrator(s): Stephen A. Weiner Hearing Site: New York, NY |