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FINRA Awards for Stephen A. Weiner

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Displaying 5 out of 5 results
Case Number Award Date Case Summary Customer Case? Amount Granted
18-0299803/13/2019Claimant(s): Leo Schulman as AIF for Barnett Schulman
Claimant Lawyers(s): Gary Menzer
Respondent(s): Anthony Lapadula
Respondent Lawyers(s): A.R. John Hitching
Arbitrator(s): Stephen A. Weiner
Hearing Site: New York, NY
Checkmark IconExpungement
16-0020506/22/2018Claimant(s): Aviva Rahmani
Claimant Lawyers(s): Corban S. Rhodes
Respondent(s): David Altman, Sanford C. Bernstein & Co., Leonard Hersh
Respondent Lawyers(s): Sean M. Murphy
Arbitrator(s): Lynne M. Reid-McQueen, Stephen A. Weiner, Elliot Schnapp
Hearing Site: New York, NY
Checkmark IconExpungement
16-0038105/11/2017Claimant(s): Mark Bell
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Simeon M. Schopf
Arbitrator(s): Bertrand M. Lanchner, Stephen A. Weiner, Marion F. Posner
Hearing Site: New York, NY
Checkmark Icon$0
13-0356310/24/2014Claimant(s): Jerry Ratledge
Claimant Lawyers(s): Jerry T. Ratledge
Respondent(s): Ronald Cole, Stephen Renaud, Steven Nicholson
Respondent Lawyers(s): Irwin Weltz, Stephen Renaud
Arbitrator(s): Stephen A. Weiner, David J. Weisenfeld, Eric Steven Greenebaum
Hearing Site: New York, NY
Checkmark IconExpungement
13-0048411/22/2013Claimant(s): Scherock Holding LLC, Leonard J. Scherock Revocable Trust
Claimant Lawyers(s): Edward H. Glenn
Respondent(s): Axiom Capital Management.
Respondent Lawyers(s): Theodore A. Krebsbach
Arbitrator(s): Matthew Loguercio, Stephen A. Weiner, Thomas E. Mehrtens
Hearing Site: New York, NY
Checkmark IconExpungement

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