| 23-03614 | 06/03/2024 | Claimant(s): NYLife Securities LLC, New York Life Insurance Company
Claimant Lawyers(s): Christopher J. Murdoch
Respondent(s): Brian Chicas
Respondent Lawyers(s): Brian Ariel Chicas
Arbitrator(s): B. John Dill
Hearing Site: Boston, MA
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| 23-00661 | 07/31/2023 | Claimant(s): Elizabeth Ferreri
Claimant Lawyers(s): Ronald A. Zamansky
Respondent(s): John Hancock Investment Management Distr
Respondent Lawyers(s): David J. Freniere
Arbitrator(s): B. John Dill
Hearing Site: Boston, MA
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| 21-01469 | 07/11/2022 | Claimant(s): Adrienne Rowles
Claimant Lawyers(s): John E. Sutherland
Respondent(s): George Woerdeman
Respondent Lawyers(s): Louis M. Ciavarra
Arbitrator(s): B. John Dill, Andrea J. Goldman, Christine R. Fitzgerald
Hearing Site: Boston, MA
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| 20-00622 | 04/12/2022 | Claimant(s): Joseph Denicola
Claimant Lawyers(s): Steven N. Fuller
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Robin H. Rome
Arbitrator(s): B. John Dill, Frank Sanclemente, George Weston Mann
Hearing Site: Boston, MA
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| 21-00562 | 02/18/2022 | Claimant(s): Credit Suisse Securities (USA) LLC
Claimant Lawyers(s): Aime Dempsey
Respondent(s): Timothy Henry
Respondent Lawyers(s): Louis M. Ciavarra
Arbitrator(s): B. John Dill, Daniel Lachar, John C Solomon
Hearing Site: Boston, MA
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| 20-03415 | 03/04/2021 | Claimant(s): LPL Financial LLC
Claimant Lawyers(s): John W. Joyce
Respondent(s): Jameile Cawley
Respondent Lawyers(s): Jameile D. Cawley
Arbitrator(s): B. John Dill
Hearing Site: Boston, MA
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| 17-00191 | 07/07/2017 | Claimant(s): UBS Financial Services Inc., UBS Credit Corp
Claimant Lawyers(s): Timothy Gronewold
Respondent(s): Robert Edmunds
Respondent Lawyers(s): Robert Samuel Edmunds
Arbitrator(s): B. John Dill
Hearing Site: Boston, MA
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| 15-01468 | 03/29/2017 | Claimant(s): Barclays Capital Inc.
Claimant Lawyers(s): V. Justin Arpey
Respondent(s): Matthew Grady
Respondent Lawyers(s): Matthew Grady
Arbitrator(s): William S. Tagerman, Colette Manoil, B. John Dill
Hearing Site: Boston, MA
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| 15-01988 | 10/29/2015 | Claimant(s): Fidelity Brokerage Services LLC
Claimant Lawyers(s): Jennifer A. Kenedy
Respondent(s): Ben Djelassi, Morgan Stanley, Todd Mulligan
Respondent Lawyers(s): Joe Gehring, Jonathan A. Keselenko
Arbitrator(s): June Y. Kilmarx, B. John Dill, John Michael D'Amico
Hearing Site: Boston, MA
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| 12-01802 | 08/07/2015 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): David J. Sensenig
Respondent(s): Robert White
Respondent Lawyers(s): John E. Sutherland
Arbitrator(s): B. John Dill, David J. Kaufman, Carol Di Natale
Hearing Site: Boston, MA
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