| 15-01980 | 02/12/2018 | Claimant(s): Barclays Capital Inc.
Claimant Lawyers(s): Devin A. Donohue
Respondent(s): Thomas Jackson
Respondent Lawyers(s): Ross B. Intelisano
Arbitrator(s): Theodore G. Bradpiece, Robert F. Saint-Aubin, Rosa Linda Guadarrama
Hearing Site: Los Angeles, CA
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| 16-01553 | 07/03/2017 | Claimant(s): Matthew Gittins
Claimant Lawyers(s): Jack A. Gordon
Respondent(s): Barclays Capital Inc.
Respondent Lawyers(s): Ira G. Rosenstein
Arbitrator(s): Pamela H. Roderick, Sandra J. Mullings, Amy Y. Moy
Hearing Site: New York, NY
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| 16-00135 | 06/15/2017 | Claimant(s): Barclays Capital Inc.
Claimant Lawyers(s): V. Justin Arpey
Respondent(s): Daniel Caso
Respondent Lawyers(s): AiVi Nguyen
Arbitrator(s): Edward Joseph Boudreau, Frank Sanclemente, Mary E. Bassett
Hearing Site: Boston, MA
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| 16-00114 | 06/14/2017 | Claimant(s): Barclays Capital Inc.
Claimant Lawyers(s): V. Justin Arpey
Respondent(s): Marc Karetsky
Respondent Lawyers(s): Michael Mui
Arbitrator(s): David I. Goldblatt, Lisa Lograno, Phil-Elleana Maria Ficklin
Hearing Site: New York, NY
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| 16-00339 | 05/16/2017 | Claimant(s): Barclays Capital Inc.
Claimant Lawyers(s): G. Wayne Hillis
Respondent(s): Ginny Neal
Respondent Lawyers(s): Brian J. Neville
Arbitrator(s): Jay L. Valinsky, Gloria O. North, William Kent Brown
Hearing Site: Boca Raton, FL
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| 15-02589 | 04/26/2017 | Claimant(s): John Shillingford, Mark Leyton
Claimant Lawyers(s): John D. Singer
Respondent(s): Barclays Capital Inc.
Respondent Lawyers(s): David G. Russell
Arbitrator(s): Leslie Ruth Nydick, Louis P. Wagman, Mark Cuccaro
Hearing Site: New York, NY
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| 16-00169 | 04/07/2017 | Claimant(s): Sylvia Gort
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Barclays Capital Inc.
Respondent Lawyers(s): G. Wayne Hillis
Arbitrator(s): Chandler R. Bridges, Deborah A. Jackson, James C. Hoover
Hearing Site: Atlanta, GA
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| 15-01468 | 03/29/2017 | Claimant(s): Barclays Capital Inc.
Claimant Lawyers(s): V. Justin Arpey
Respondent(s): Matthew Grady
Respondent Lawyers(s): Matthew Grady
Arbitrator(s): William S. Tagerman, Colette Manoil, B. John Dill
Hearing Site: Boston, MA
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| 15-00532 | 12/29/2016 | Claimant(s): Barclays Capital Inc.
Claimant Lawyers(s): David Russell
Respondent(s): Richard Comeau
Respondent Lawyers(s): Michael C. Deutsch
Arbitrator(s): Raymond Nardo, Doris Lindbergh, Linda J. Baer
Hearing Site: New York, NY
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| 16-00170 | 12/19/2016 | Claimant(s): Barclays Capital Inc.
Claimant Lawyers(s): David G. Russell
Respondent(s): Terence Mullany
Respondent Lawyers(s): Michael J. Giarrusso
Arbitrator(s): Arthur J. Giacomarra, Benjamin Willard Beck, Joseph Samuel Berman
Hearing Site: Boston, MA
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