| 21-01283 | 03/17/2022 | Claimant(s): Anthony Riscili
Claimant Lawyers(s): James P. Galvin
Respondent(s): Pruco Securities.
Respondent Lawyers(s): Jennifer E. Novoselsky
Arbitrator(s): Susanne J. Hollander, Michael R. Sherwin, Alfonso Cobb
Hearing Site: Chicago, IL
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| 21-01466 | 03/09/2022 | Claimant(s): David Hohmann
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): Susanne J. Hollander
Hearing Site: Chicago, IL
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| 18-04198 | 03/03/2022 | Claimant(s): Jefferies
Claimant Lawyers(s): Andrew J. Shapren
Respondent(s): Patrick Cunningham
Respondent Lawyers(s): Patrick F. Moran
Arbitrator(s): Jonathan B. Gilbert, Jonah J. Orlofsky, John William Kenesey
Hearing Site: Chicago, IL
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| 21-02875 | 02/23/2022 | Claimant(s): John Jacobs
Claimant Lawyers(s): David I. Hantman
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Nicola Anne Murphy
Arbitrator(s): Leon Fox
Hearing Site: Chicago, IL
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| 21-01840 | 01/21/2022 | Claimant(s): Emilie Altman
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): McClellon D. Cox
Arbitrator(s): Steven H. Vogel
Hearing Site: Chicago, IL
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| 17-00361 | 01/10/2022 | Claimant(s): UBS Financial Services Inc., UBS Credit Corp.
Claimant Lawyers(s): Michael T. Roche
Respondent(s): David Morris
Respondent Lawyers(s): David J. Morris
Arbitrator(s): Theodore W. Wrobleski, Jerome K. Rumps, Richard Russell Perlman
Hearing Site: Chicago, IL
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| 19-03119 | 01/05/2022 | Claimant(s): Daniel Schreiner
Claimant Lawyers(s): Douglas W. Hyman
Respondent(s): Ameriprise Financial Services, Stephen Ross
Respondent Lawyers(s): Jeffrey L. Rudd, Julie Fleming-Wolfe
Arbitrator(s): Michael S. Jordan, Susan L. Walker, William John Lillwitz
Hearing Site: Chicago, IL
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| 21-01178 | 12/20/2021 | Claimant(s): Jennifer Jasinski
Claimant Lawyers(s): Douglas Hyman
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Marilee Roberg
Hearing Site: Chicago, IL
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| 21-01149 | 12/01/2021 | Claimant(s): Breton Williams
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): NYLife Securities LLC
Respondent Lawyers(s): Richard F. Lubarsky
Arbitrator(s): Maya Steinitz
Hearing Site: Chicago, IL
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| 20-01797 | 11/19/2021 | Claimant(s): Raymond San Agustin
Claimant Lawyers(s): Christopher L. Schaeffer
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Thomas Michael Genovese
Hearing Site: Chicago, IL
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