| 15-02270 | 08/24/2016 | Claimant(s): Douglas McConnell
Claimant Lawyers(s): Jerome F. Crotty
Respondent(s): McClendon, Morrison & Partners.
Respondent Lawyers(s): Patrick J. Keating
Arbitrator(s): Frank Samuelsohn, Jonathan B. Gilbert, Martin A. Duncan
Hearing Site: Chicago, IL
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| 15-03253 | 07/26/2016 | Claimant(s): Leonard Johnson
Claimant Lawyers(s): Leonard T Johnson
Respondent(s): Ryan Moratti
Respondent Lawyers(s): Martin Harris
Arbitrator(s): Susan L. Walker
Hearing Site: Chicago, IL
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| 15-01217 | 07/12/2016 | Claimant(s): David A. Noyes & Company
Claimant Lawyers(s): Daryl M. Schumacher
Respondent(s): Anthony Falco, John Bouckaert, Peter Vick, Thomas Bono, Monere Investments.
Respondent Lawyers(s): Bernard F. Doyle, Robert J. Trizna
Arbitrator(s): Sanford J. Prizant, Champ W. Davis, Raymond P. Buschmann
Hearing Site: Chicago, IL
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| 16-00632 | 06/29/2016 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Christopher S. Griesmeyer
Respondent(s): Robert Batchen
Respondent Lawyers(s): Robert James Batchen
Arbitrator(s): Susan L. Walker
Hearing Site: Chicago, IL
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| 15-01456 | 05/26/2016 | Claimant(s): Roy Cook
Claimant Lawyers(s): Shomson Moskowitz
Respondent(s): Wolf Financial Management
Respondent Lawyers(s): Natalie Federle
Arbitrator(s): Kevin J. Conway, Lynn Hirschfeld Brahin, Susan L. Walker
Hearing Site: Chicago, IL
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| 12-00554 | 05/12/2016 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Michael T. Roche
Respondent(s): Wells Fargo Advisors, David Kinnear
Respondent Lawyers(s): Gary I. Blackman
Arbitrator(s): G. Gale Roberson, Robert J. Larson, Rody P. Biggert
Hearing Site: Chicago, IL
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| 14-03769 | 04/19/2016 | Claimant(s): Russell Warner
Claimant Lawyers(s): Neil M. Rosenbaum
Respondent(s): Paul Turner, Turner Financial Services.
Respondent Lawyers(s): Richard M. Hoffman
Arbitrator(s): Lee H. Goodman, Thomas Michael Genovese, Ruth Ann Kubancek
Hearing Site: Chicago, IL
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| 14-03863 | 04/04/2016 | Claimant(s): Gregory Wisniewski
Claimant Lawyers(s): Ronald M. Amato
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Scott R. Koch
Arbitrator(s): Thomas F. Mahoney, Brian E. Slotky, Michael I. White
Hearing Site: Chicago, IL
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| 13-03636 | 03/22/2016 | Claimant(s): Cliqusean Green
Claimant Lawyers(s): Erin E. Hanson
Respondent(s): Ameriprise Financial Services., American Express Financial Advisors
Respondent Lawyers(s): Edward A. Walton
Arbitrator(s): Michael S. Matek, Donald W. McKenzie, Rita J. Jacyna Curley
Hearing Site: Chicago, IL
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| 14-03140 | 03/18/2016 | Claimant(s): Sun Trading LLC
Claimant Lawyers(s): Jordan P. Vick
Respondent(s): Kieran Fitzgerald
Respondent Lawyers(s): Harry W. Lipman
Arbitrator(s): Leon Fox, Lee H. Goodman, Georgia K. Fountoulakis
Hearing Site: Chicago, IL
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