Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 10-05258 | 04/25/2012 | Claimant(s): Morgan Stanley Claimant Lawyers(s): Kenneth O'Connor Respondent(s): Scott Johnson Respondent Lawyers(s): Scott Michael Johnson Arbitrator(s): David I. Goldblatt Hearing Site: Boston, MA | ||
| 11-03910 | 03/22/2012 | Claimant(s): AXA Advisors Claimant Lawyers(s): Kenneth O'Connor Respondent(s): William Adelsberger Respondent Lawyers(s): William George Adelsberger Arbitrator(s): Thomas B. Corey Hearing Site: Baltimore, MD | ||
| 10-05048 | 02/24/2012 | Claimant(s): Wells Fargo Advisors Financial Network Claimant Lawyers(s): Kenneth O'Connor Respondent(s): Frederick Facka Respondent Lawyers(s): Frederick Facka Arbitrator(s): Glenn H. Catalano, David Paul Clark, Ramon M. Brinkman Hearing Site: Richmond, VA | ||
| 10-01994 | 12/30/2011 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Kenneth O'Connor Respondent(s): Michael Zenick Respondent Lawyers(s): Michael David Schimek Arbitrator(s): Gilbert F. Bach, Barry S. Jacobson, Michele S. Riley Hearing Site: New York, NY | ||
| 10-05557 | 12/15/2011 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Kenneth O'Connor Respondent(s): David Song Respondent Lawyers(s): David Song Arbitrator(s): Sanford S. Stevens Hearing Site: New York, NY | ||
| 11-00921 | 10/12/2011 | Claimant(s): AXA Advisors Claimant Lawyers(s): Kenneth O'Connor Respondent(s): William Miller Respondent Lawyers(s): William Donald Miller Arbitrator(s): R. Phillip Reed Hearing Site: Wichita, KS | ||
| 11-00902 | 10/11/2011 | Claimant(s): AXA Advisors Claimant Lawyers(s): Kenneth O'Connor Respondent(s): Richard Klukkert Respondent Lawyers(s): Richard Klukkert Arbitrator(s): Charles Sydnor Thompson Hearing Site: Columbia, SC | ||
| 07-02619 | 06/06/2011 | Claimant(s): Wachovia Securities Claimant Lawyers(s): Kenneth O'Connor Respondent(s): John Ryan Respondent Lawyers(s): Jeffrey E. Stark Arbitrator(s): Judith E. Gross, Fred D. Nicolois, Walter John Engels Hearing Site: New York, NY | ||
| 10-04320 | 06/03/2011 | Claimant(s): Morgan Stanley Claimant Lawyers(s): Kenneth O'Connor Respondent(s): John Moran Respondent Lawyers(s): Brian J. Fruehling Arbitrator(s): Barry S. Jacobson Hearing Site: Newark, NJ | ||
| 10-03294 | 04/27/2011 | Claimant(s): Morgan Stanley Claimant Lawyers(s): Kenneth O'Connor Respondent(s): Kevin Mccoy Respondent Lawyers(s): Kevin M. Mccoy Arbitrator(s): Robert H. Putnam Hearing Site: Houston, TX |