Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-01339 | 12/27/2019 | Claimant(s): Roger Green Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Mony Securities Corporation Respondent Lawyers(s): Annette K. Ebright Arbitrator(s): Harvey R. Linder Hearing Site: Atlanta, GA | ||
| 19-02035 | 12/18/2019 | Claimant(s): Thomas Mathews Claimant Lawyers(s): Alan Wolper Respondent(s): Transamerica Financial Advisors Respondent Lawyers(s): Susan D. Duff Arbitrator(s): James C. Hoover Hearing Site: Atlanta, GA | ||
| 17-01632 | 09/06/2019 | Claimant(s): Andrew Firstman, Christian Cram, Mark Horncastle Claimant Lawyers(s): Jessica A. Murzyn Respondent(s): Credit Suisse Securities (USA) LLC Respondent Lawyers(s): Janene Marasciullo Arbitrator(s): Barbara Black, Birdel Franklin Jackson, Karen M Kassouf Hearing Site: Atlanta, GA | ||
| 18-04446 | 08/28/2019 | Claimant(s): Kent Balch Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Questar Capital Corporation Respondent Lawyers(s): Jeffrey D. Hedlund Arbitrator(s): Michael J. Ahlstrom Hearing Site: Atlanta, GA | ||
| 18-04169 | 08/02/2019 | Claimant(s): Alfred Dingler Claimant Lawyers(s): Tosh D Grebenik Respondent(s): Himco Distribution Services Company Respondent Lawyers(s): Brenda J. Page Arbitrator(s): Harry G. Mason Hearing Site: Atlanta, GA | ||
| 18-04371 | 07/24/2019 | Claimant(s): Rick Kent Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Securities America. Respondent Lawyers(s): Tyler Schubauer Arbitrator(s): Harvey R. Linder Hearing Site: Atlanta, GA | ||
| 18-04370 | 07/18/2019 | Claimant(s): Malon Wickham Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Keegan & Company Respondent Lawyers(s): Stanton A. Fears Arbitrator(s): Michael J. Ahlstrom Hearing Site: Atlanta, GA | ||
| 18-04078 | 05/24/2019 | Claimant(s): Elizabeth Sum-Slaughter Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): Robert L. Lestina Hearing Site: Atlanta, GA | ||
| 18-01303 | 03/19/2019 | Claimant(s): Mark Rosenberg Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Joelle A. Simms Arbitrator(s): Harry G. Mason Hearing Site: Atlanta, GA | ||
| 18-03603 | 03/11/2019 | Claimant(s): Oppenheimer & Co.. Claimant Lawyers(s): John T. McGuire Respondent(s): Geoffrey Johnston Respondent Lawyers(s): Steven Kahlenberg Arbitrator(s): Harvey R. Linder Hearing Site: Atlanta, GA |